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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.8%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$5.76B
AUM Growth
+$267M
Cap. Flow
-$287M
Cap. Flow %
-4.99%
Top 10 Hldgs %
17.46%
Holding
282
New
29
Increased
82
Reduced
90
Closed
28

Top Buys

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$41.3M
2
CRK icon
Comstock Resources
CRK
+$32.1M
3
MDC
M.D.C. Holdings, Inc.
MDC
+$26.3M
4
JOY
Joy Global Inc
JOY
+$21.8M
5
LTM
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
+$21.1M

Top Sells

Rank Stock Value
1
PTEN icon
Patterson-UTI
PTEN
+$61.7M
2
CRR
Carbo Ceramics Inc.
CRR
+$52.2M
3
OLN icon
Olin
OLN
+$45.9M
4
STEL
STELLARONE CORPORATION COM
STEL
+$37.7M
5
ALOG
Analogic Corp
ALOG
+$29.6M

Sector Composition

Rank Sector Weight
1 Industrials 26.69%
2 Financials 15.54%
3 Materials 8.95%
4 Healthcare 7.7%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBR
226
DELISTED
CIBER Inc.
CBR
$2.07M 0.04%
500,000
+250,000
+100% +$895K
HPOL
227
DELISTED
HARRIS INTERACTIVE INC
HPOL
$2M 0.03%
1,000,000
– –
CSR
228
Centerspace
CSR
$947M
$2M 0.03%
23,299
-1,328
-5% -$114K
AVY icon
229
Avery Dennison
AVY
$12.8B
$1.91M 0.03%
38,017
-3,703
-9% -$174K
ZBH icon
230
Zimmer Biomet
ZBH
$18.6B
$1.75M 0.03%
19,307
-3,410
-15% -$295K
MRO
231
DELISTED
Marathon Oil Corporation
MRO
$1.69M 0.03%
47,871
-308,045
-87% -$11M
BOOM icon
232
DMC Global
BOOM
$110M
$1.64M 0.03%
+75,267
New +$1.67M
PAR icon
233
PAR Technology
PAR
$731M
$1.64M 0.03%
300,000
– –
BEBE
234
DELISTED
Bebe Stores Inc
BEBE
$1.6M 0.03%
30,000
– –
T icon
235
AT&T
T
$167B
$1.48M 0.03%
55,734
+28,863
+107% +$759K
WTW icon
236
Willis Towers Watson
WTW
$30B
$1.26M 0.02%
10,644
-225,366
-95% -$26.6M
GIC icon
237
Global Industrial
GIC
$1.37B
$883K 0.02%
+78,509
New +$799K
CVGI icon
238
Commercial Vehicle Group
CVGI
$151M
$727K 0.01%
+100,000
New +$759K
CAE icon
239
CAE Inc. Common Shares
CAE
$8.51B
$700K 0.01%
55,000
– –
AUY
240
DELISTED
Yamana Gold, Inc.
AUY
$690K 0.01%
80,000
– –
DWSN
241
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
$610K 0.01%
+18,037
New +$563K
ZION icon
242
Zions Bancorporation
ZION
$10.1B
$571K 0.01%
19,075
-111
-0.6% -$3.19K
TTGT icon
243
TechTarget
TTGT
$326M
$522K 0.01%
+76,082
New +$428K
NEM icon
244
Newmont
NEM
$96.1B
$459K 0.01%
19,935
-3,070
-13% -$78.8K
PWE
245
DELISTED
Penn West Energy Petroleum Ltd
PWE
$418K 0.01%
+50,000
New +$480K
RGA icon
246
Reinsurance Group of America
RGA
$15.7B
$316K 0.01%
+4,088
New +$298K
STI
247
DELISTED
SunTrust Banks, Inc.
STI
$308K 0.01%
+8,363
New +$292K
AA icon
248
Alcoa
AA
$11.3B
$251K ﹤0.01%
9,818
+2,963
+43% +$65.7K
DBD
249
DELISTED
Diebold Nixdorf Incorporated
DBD
$214K ﹤0.01%
+6,496
New +$203K
AIZ icon
250
Assurant
AIZ
$14.1B
$210K ﹤0.01%
+3,166
New +$194K
8 9
10
11 12

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Heartland Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Heartland Advisors held 282 positions worth $5.76B, up 4.9% from $5.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Heartland Advisors withdrew a net $287M in Q4 2013, closing 28 positions and reducing 90 holdings. Its most notable exit was Patterson-UTI, an estimated $61.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 27% of assets, down from 28% a quarter earlier, followed by Financials and Materials.

Against the trend, Heartland Advisors opened a new position in Atlantic Union Bankshares worth $40.3M.

  • Heartland Advisors's largest Q4 2013 buy was Atlantic Union Bankshares: 1,674,439 shares worth $40.3M.
  • Heartland Advisors added most to QUESTCOR PHARMA INC in Q4 2013, an estimated $17.7M increase.
  • Heartland Advisors's biggest Q4 2013 reduction was Olin, cutting an estimated $45.9M.
  • Heartland Advisors fully exited Patterson-UTI in Q4 2013, selling an estimated $61.7M.
  • Heartland Advisors's ten largest holdings make up 17% of its $5.76B portfolio in Q4 2013.
  • Heartland Advisors opened 29 new positions and closed 28 in Q4 2013.
  • Heartland Advisors's portfolio value rose 4.9% quarter-over-quarter to $5.76B.

Based on Heartland Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.