Harbour Investments’s Innovator US Equity Ultra Buffer ETF May UMAY Stock Holding History

Harbour Investments’s Portfolio UMAY Stock Details UMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-15,670	Closed	-$562K	–	4020
2025 Q3	$562K	Hold	15,670	–	–	0.01%	775
2025 Q2	$545K	Hold	15,670	–	–	0.01%	743
2025 Q1	$525K	Hold	15,670	–	–	0.02%	698
2024 Q4	$527K	Hold	15,670	–	–	0.02%	681
2024 Q3	$517K	Hold	15,670	–	–	0.02%	646
2024 Q2	$500K	Hold	15,670	–	–	0.02%	600
2024 Q1	$474K	Hold	15,670	–	–	0.02%	610
2023 Q4	$461K	Hold	15,670	–	–	0.02%	559
2023 Q3	$434K	Hold	15,670	–	–	0.02%	533
2023 Q2	$438K	Hold	15,670	–	–	0.02%	534
2023 Q1	$420K	Hold	15,670	–	–	0.02%	521
2022 Q4	$410K	Hold	15,670	–	–	0.03%	506
2022 Q3	$407K	Hold	15,670	–	–	0.03%	469
2022 Q2	$407K	Buy	+15,670	New	+$426K	0.03%	469
2021 Q4	$451K	Hold	15,670	–	–	0.03%	454
2021 Q3	$439K	Hold	15,670	–	–	0.01%	691
2021 Q2	$438K	Buy	+15,670	New	+$434K	0.01%	729

Other funds holding UMAY

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

CVA

Central Valley Advisors Sacramento, California $390M AUM 20.62% 1-Year Est. Return

CRWM

Castle Rock Wealth Management Walnut Creek, California $509M AUM 36.93% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Harbour Investments's UMAY Position: Q4 2025 in Review

Harbour Investments sold out of Innovator US Equity Ultra Buffer ETF May (UMAY) in Q4 2025, closing a stake of 15,670 shares — an estimated $562K sold.

Harbour Investments first reported a position in UMAY in Q2 2021 and held it in 17 quarters. The position peaked at $562K in Q3 2025. 44 funds tracked by Wall St. Rank hold UMAY as of Q4 2025.

Harbour Investments reported no remaining Innovator US Equity Ultra Buffer ETF May position as of Q4 2025 after selling out during the quarter.
Harbour Investments sold 15,670 Innovator US Equity Ultra Buffer ETF May shares in Q4 2025, an estimated $562K.
Harbour Investments first reported a position in Innovator US Equity Ultra Buffer ETF May in Q2 2021 and held it in 17 quarters.
Harbour Investments's Innovator US Equity Ultra Buffer ETF May position peaked at $562K in Q3 2025.
44 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF May as of Q4 2025.

Based on Harbour Investments's 13F filing for Q4 2025, filed 9 Feb 2026.