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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$427M
AUM Growth
+$33.4M
Cap. Flow
+$24.1M
Cap. Flow %
5.66%
Top 10 Hldgs %
31.37%
Holding
1,384
New
145
Increased
285
Reduced
314
Closed
213

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.89M
2
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$2.62M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.68M

Top Sells

Rank Stock Value
1
MXL icon
MaxLinear
MXL
+$1.36M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.34M
3
WP
Worldpay, Inc.
WP
+$1.33M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.31M
5
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1M

Sector Composition

Rank Sector Weight
1 Technology 8.64%
2 Industrials 7.89%
3 Healthcare 6.21%
4 Financials 5.4%
5 Consumer Discretionary 4.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRCC
1226
DELISTED
Monroe Capital Corp
MRCC
– –
-68
Closed -$1K
MRTN icon
1227
Marten Transport
MRTN
$1.44B
– –
-1,040
Closed -$7K
MS icon
1228
Morgan Stanley
MS
$340B
– –
-315
Closed -$10K
MSI icon
1229
Motorola Solutions
MSI
$67.4B
– –
-30
Closed -$2K
MTB icon
1230
M&T Bank
MTB
$36B
– –
-9
Closed -$1K
MTN icon
1231
Vail Resorts
MTN
$5.25B
– –
-100
Closed -$13K
MUFG icon
1232
Mitsubishi UFJ Financial
MUFG
$249B
– –
-2,698
Closed -$17K
MUR icon
1233
Murphy Oil
MUR
$5.35B
– –
-47
Closed -$1K
MXL icon
1234
MaxLinear
MXL
$7.71B
– –
-92,647
Closed -$1.36M
MYI icon
1235
BlackRock MuniYield Quality Fund III
MYI
$722M
– –
-2,400
Closed -$35K
NCZ
1236
Virtus Convertible & Income Fund II
NCZ
$295M
– –
-557
Closed -$11K
NFG icon
1237
National Fuel Gas
NFG
$7.69B
– –
-1,271
Closed -$54K
NIE
1238
Virtus Equity & Convertible Income Fund
NIE
$734M
– –
-1,700
Closed -$31K
NRG icon
1239
NRG Energy
NRG
$27.8B
– –
-103
Closed -$1K
NTAP icon
1240
NetApp
NTAP
$32.5B
– –
-38
Closed -$1K
NTRS icon
1241
Northern Trust
NTRS
$34.2B
– –
-18
Closed -$1K
NUE icon
1242
Nucor
NUE
$53.1B
– –
-25
Closed -$1K
NWSA icon
1243
News Corp Class A
NWSA
$14.9B
– –
-67
Closed -$1K
OI icon
1244
O-I Glass
OI
$1.36B
– –
-731
Closed -$13K
OKE icon
1245
Oneok
OKE
$57.9B
– –
-52
Closed -$1K
OUT icon
1246
Outfront Media
OUT
$5.63B
– –
-1,064
Closed -$23K
OXLC
1247
Oxford Lane Capital
OXLC
$861M
– –
-210
Closed -$10K
PB icon
1248
Prosperity Bancshares
PB
$8.77B
– –
-139
Closed -$7K
PCH
1249
DELISTED
PotlatchDeltic
PCH
– –
-508
Closed -$15K
PGR icon
1250
Progressive
PGR
$120B
– –
-45
Closed -$1K
48 49
50
51 52

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IUAM
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FVFI
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SHA
Smith Hayes Advisers Lincoln, Nebraska $491M AUM 0.17% 1-Year Est. Return
HC
HHG & Company Darien, Connecticut $360M AUM 2.44% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Gupta Wealth Management's Q1 2016 Portfolio in Review

As of Q1 2016, Gupta Wealth Management held 1,384 positions worth $427M, up 8.5% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gupta Wealth Management deployed $24.1M of net new capital in Q1 2016, opening 145 new positions and adding to 285 existing holdings. Its largest new stake was WisdomTree Enhanced Commodity Strategy Fund: 15,357 shares worth $287K.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, down from 8.9% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Worldpay, Inc., an estimated $1.33M trimmed.

  • Gupta Wealth Management's largest Q1 2016 buy was WisdomTree Enhanced Commodity Strategy Fund: 15,357 shares worth $287K.
  • Gupta Wealth Management added most to Vanguard Dividend Appreciation ETF in Q1 2016, an estimated $2.89M increase.
  • Gupta Wealth Management's biggest Q1 2016 reduction was Worldpay, Inc., cutting an estimated $1.33M.
  • Gupta Wealth Management fully exited MaxLinear in Q1 2016, selling an estimated $1.36M.
  • Gupta Wealth Management's ten largest holdings make up 31% of its $427M portfolio in Q1 2016.
  • Gupta Wealth Management opened 145 new positions and closed 213 in Q1 2016.
  • Gupta Wealth Management's portfolio value rose 8.5% quarter-over-quarter to $427M.

Based on Gupta Wealth Management's 13F filing for Q1 2016, filed 16 May 2016.