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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$18.1M 4.6%
158,801
+1,982
+1% +$229K
TLT icon
2
iShares 20+ Year Treasury Bond ETF
TLT
$46.8B
$17.6M 4.49%
146,338
+40,078
+38% +$4.88M
AAPL icon
3
Apple
AAPL
$4.67T
$14.6M 3.71%
555,348
+12,644
+2% +$361K
VIG icon
4
Vanguard Dividend Appreciation ETF
VIG
$113B
$12.6M 3.21%
162,464
+21,264
+15% +$1.66M
MGK icon
5
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.6B
$11.9M 3.01%
714,095
+70,990
+11% +$1.19M
IEF icon
6
iShares 7-10 Year Treasury Bond ETF
IEF
$42.9B
$10.5M 2.68%
99,863
+31,045
+45% +$3.31M
BA icon
7
Boeing
BA
$166B
$9.34M 2.37%
64,570
+363
+0.6% +$52.3K
VOE icon
8
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$9.09M 2.31%
105,727
+4,433
+4% +$388K
VGLT icon
9
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
$7.31M 1.86%
97,960
-54,287
-36% -$4.09M
LLY icon
10
Eli Lilly
LLY
$1.05T
$6.51M 1.66%
77,317
-77,295
-50% -$6.41M
DES icon
11
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$5.86M 1.49%
270,828
-30,585
-10% -$677K
VGIT icon
12
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$5.37M 1.37%
83,338
-26,981
-24% -$1.75M
INTC icon
13
Intel
INTC
$473B
$5.33M 1.35%
154,571
+968
+0.6% +$32.7K
KRE icon
14
State Street SPDR S&P Regional Banking ETF
KRE
$4.04B
$5.15M 1.31%
122,931
-14,087
-10% -$609K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$4.71M 1.2%
23,103
+2,382
+11% +$489K
HD icon
16
Home Depot
HD
$329B
$4.55M 1.16%
34,389
-670
-2% -$85.2K
GLD icon
17
SPDR Gold Trust
GLD
$149B
$4.46M 1.13%
43,918
+14,823
+51% +$1.57M
MSFT icon
18
Microsoft
MSFT
$3.81T
$4.3M 1.09%
77,469
+3,839
+5% +$202K
DOL icon
19
WisdomTree True Developed International Fund
DOL
$853M
$4.22M 1.07%
97,684
+13,201
+16% +$588K
ITW icon
20
Illinois Tool Works
ITW
$79.8B
$4.04M 1.03%
43,612
+155
+0.4% +$14.1K
GOOGL icon
21
Alphabet (Google) Class A
GOOGL
$4.24T
$3.6M 0.92%
+92,540
New +$3.42M
SGOL icon
22
abrdn Physical Gold Shares ETF
SGOL
$7.45B
$3.47M 0.88%
335,330
-11,950
-3% -$129K
JNJ icon
23
Johnson & Johnson
JNJ
$646B
$3.46M 0.88%
33,648
-1,715
-5% -$172K
VTI icon
24
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$3.37M 0.86%
32,320
+15,506
+92% +$1.63M
CL icon
25
Colgate-Palmolive
CL
$72.3B
$3.33M 0.85%
49,937
-14,596
-23% -$971K
1
2 3 4 5

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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.