GC
RBS.PRN

Guggenheim Capital’s ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) RBS.PRN Stock Holding History

Guggenheim Capital’s Portfolio RBS.PRN Stock Details RBS.PRN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-3,073
Closed -$65K – 3249
2013
Q2 		$65K Buy
+3,073
New +$69.2K ﹤0.01% 2879

Other funds holding RBS.PRN

BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
EC
EJF Capital Arlington, Virginia $142M AUM 23.3% 1-Year Est. Return
ACI
AB CarVal Investors Minneapolis, Minnesota $35.8M AUM 23.8% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
MAA
Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return
CRC
Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return
MCC
Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return
SAMC
Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Guggenheim Capital's RBS.PRN Position: Q3 2013 in Review

Guggenheim Capital sold out of ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) (RBS.PRN) in Q3 2013, closing a stake of 3,073 shares — an estimated $65K sold.

Guggenheim Capital first reported a position in RBS.PRN in Q2 2013 and held it in 1 quarter. The position peaked at $65K in Q2 2013. 37 funds tracked by Wall St. Rank hold RBS.PRN as of Q3 2013.

  • Guggenheim Capital reported no remaining ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) position as of Q3 2013 after selling out during the quarter.
  • Guggenheim Capital sold 3,073 ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) shares in Q3 2013, an estimated $65K.
  • Guggenheim Capital first reported a position in ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) in Q2 2013 and held it in 1 quarter.
  • Guggenheim Capital's ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) position peaked at $65K in Q2 2013.
  • 37 funds tracked by Wall St. Rank held ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) as of Q3 2013.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.