Curi RMB Capital’s ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) RBS.PRN Stock Holding History

Curi RMB Capital’s Portfolio RBS.PRN Stock Details RBS.PRN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-41,361	Closed	-$993K	–	473
2014 Q2	$993K	Sell	41,361 -139,207	-77%	-$3.26M	0.06%	265
2014 Q1	$4.08M	Sell	180,568 -6,755	-4%	-$151K	0.28%	85
2013 Q4	$3.83M	Buy	187,323 +8,179	+5%	+$172K	0.27%	91
2013 Q3	$3.74M	Buy	179,144 +63,040	+54%	+$1.28M	0.27%	94
2013 Q2	$2.44M	Buy	+116,104	New	+$2.62M	0.19%	133

Other funds holding RBS.PRN

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

ACI

AB CarVal Investors Minneapolis, Minnesota $35.8M AUM 23.8% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

EJF Capital Arlington, Virginia $142M AUM 23.3% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Curi RMB Capital's RBS.PRN Position: Q3 2014 in Review

Curi RMB Capital sold out of ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) (RBS.PRN) in Q3 2014, closing a stake of 41,361 shares — an estimated $993K sold.

Curi RMB Capital first reported a position in RBS.PRN in Q2 2013 and held it in 5 quarters. The position peaked at $4.08M in Q1 2014. 35 funds tracked by Wall St. Rank hold RBS.PRN as of Q3 2014.

Curi RMB Capital reported no remaining ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) position as of Q3 2014 after selling out during the quarter.
Curi RMB Capital sold 41,361 ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) shares in Q3 2014, an estimated $993K.
Curi RMB Capital first reported a position in ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) in Q2 2013 and held it in 5 quarters.
Curi RMB Capital's ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) position peaked at $4.08M in Q1 2014.
35 funds tracked by Wall St. Rank held ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) as of Q3 2014.

Based on Curi RMB Capital's 13F filing for Q3 2014, filed 13 Nov 2014.