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RBS.PRN

ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)

Delisted

RBS.PRN was delisted on the 29th of July, 2015.

37 hedge funds and large institutions have $129M invested in ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $133M → $129M (-$4.74M)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

3% less funds holding

Funds holding: 3837 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
10
Reduced
11
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1
BlackRock Fund Advisors
California
$27.6M -$4.35M -213,529 -14%
Invesco
2
Invesco
Georgia
$25.3M +$6.29M +308,839 +34%
EC
3
EJF Capital
Virginia
$21.4M -$800K -39,276 -4%
ACI
4
AB CarVal Investors
Minnesota
$12.3M +$12.1M +592,222 New
Principal Financial Group
5
Principal Financial Group
Iowa
$9.1M -$116K -5,714 -1%
MAA
6
Managed Account Advisors
New Jersey
$6.1M -$2.04M -99,903 -25%
CRC
7
Curi RMB Capital
Illinois
$3.74M +$1.28M +63,040 +54%
MCC
8
Mid Continent Capital
Illinois
$3.73M -$417K -20,450 -10%
B
9
Baird
Wisconsin
$3.24M +$177K +8,683 +6%
SAMC
10
Spectrum Asset Management (Connecticut)
Connecticut
$1.97M +$313K +15,367 +19%
WCMNY
11
Westchester Capital Management (New York)
New York
$1.68M
U
12
UBS
Switzerland
$1.67M -$138K -6,782 -8%
Bank of America
13
Bank of America
North Carolina
$1.63M -$186K -9,124 -10%
Wells Fargo
14
Wells Fargo
California
$1.57M -$432K -21,209 -22%
PSAMP
15
P. Schoenfeld Asset Management (PSAM)
New York
$1.46M +$1.42M +69,845 New
IT
16
Investors Trust
Texas
$1.25M
SB
17
Suntrust Banks
Georgia
$780K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$779K
DI
19
Dalton Investments
Nevada
$545K
ICOA
20
Investment Centers of America
North Dakota
$442K +$197K +9,678 +83%
HighTower Advisors
21
HighTower Advisors
Illinois
$401K +$36.2K +1,774 +10%
EVC
22
Eidelman Virant Capital
Missouri
$342K
CS
23
Credit Suisse
Switzerland
$314K +$550 +27 +0.2%
MC
24
Maverick Capital
Texas
$313K -$1.14M -55,895 -79%
PPA
25
Parametric Portfolio Associates
Washington
$236K +$231K +11,321 New

RBS.PRN Hedge Fund Activity: Q3 2013 in Review

37 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) (RBS.PRN) for Q3 2013, worth a combined $129M — down 3.6% from $133M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RBS.PRN and 6 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 10 added.

The largest buyer was AB CarVal Investors, opening a new position worth an estimated $12.1M. The largest seller was Cohen & Steers, exiting entirely with an estimated $10.8M sold.

  • 37 institutional investors held ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) (RBS.PRN) as of Q3 2013, down from 38 in Q2 2013.
  • Funds reported $129M of ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) stock for Q3 2013, down 3.6% quarter-over-quarter.
  • 6 funds opened new ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) positions in Q3 2013 and 7 closed out, a net change of -1 holder.
  • The largest ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) buyer in Q3 2013 was AB CarVal Investors, an estimated $12.1M added.
  • The largest ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK) seller in Q3 2013 was Cohen & Steers, an estimated $10.8M sold.

Based on aggregated 13F filings for Q3 2013.