Guggenheim Capital’s Alumina Ltd AWC Stock Holding History

Guggenheim Capital’s Portfolio AWC Stock Details AWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-18,447	Closed	-$70K	–	3338
2013 Q3	$70K	Sell	18,447 -524	-3%	-$1.95K	﹤0.01%	2905
2013 Q2	$68K	Buy	+18,971	New	+$75.3K	﹤0.01%	2873

Other funds holding AWC

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

LCS

Levin Capital Strategies New York $1.49B AUM 30.44% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Deere & Company Moline, Illinois $140M AUM 16.7% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

TGI

Tradewinds Global Investors Los Angeles, California $81.3M AUM 9.21% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Guggenheim Capital's AWC Position: Q4 2013 in Review

Guggenheim Capital sold out of Alumina Ltd (AWC) in Q4 2013, closing a stake of 18,447 shares — an estimated $70K sold.

Guggenheim Capital first reported a position in AWC in Q2 2013 and held it in 2 quarters. The position peaked at $70K in Q3 2013. 46 funds tracked by Wall St. Rank hold AWC as of Q4 2013.

Guggenheim Capital reported no remaining Alumina Ltd position as of Q4 2013 after selling out during the quarter.
Guggenheim Capital sold 18,447 Alumina Ltd shares in Q4 2013, an estimated $70K.
Guggenheim Capital first reported a position in Alumina Ltd in Q2 2013 and held it in 2 quarters.
Guggenheim Capital's Alumina Ltd position peaked at $70K in Q3 2013.
46 funds tracked by Wall St. Rank held Alumina Ltd as of Q4 2013.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.