Ground Swell Capital’s OHA Investment Corporation OHAI Stock Holding History

Ground Swell Capital’s Portfolio OHAI Stock Details OHAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-761	Closed	-$5K	–	3204
2014 Q2	$5K	Buy	+761	New	+$4.95K	0.01%	1151

Other funds holding OHAI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Reservoir Operations New York $13.2M AUM 10.2% 1-Year Est. Return

Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Corbyn Investment Management Lutherville, Maryland $300M AUM 18.88% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Ground Swell Capital's OHAI Position: Q3 2014 in Review

Ground Swell Capital sold out of OHA Investment Corporation (OHAI) in Q3 2014, closing a stake of 761 shares — an estimated $5K sold.

Ground Swell Capital first reported a position in OHAI in Q2 2014 and held it in 1 quarter. The position peaked at $5K in Q2 2014. 43 funds tracked by Wall St. Rank hold OHAI as of Q3 2014.

Ground Swell Capital reported no remaining OHA Investment Corporation position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 761 OHA Investment Corporation shares in Q3 2014, an estimated $5K.
Ground Swell Capital first reported a position in OHA Investment Corporation in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's OHA Investment Corporation position peaked at $5K in Q2 2014.
43 funds tracked by Wall St. Rank held OHA Investment Corporation as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.