Ground Swell Capital’s MONTGOMERY STR INCOME SECS MTS Stock Holding History

Ground Swell Capital’s Portfolio MTS Stock Details MTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-200	Closed	-$3K	–	3132
2014 Q2	$3K	Buy	+200	New	+$3.28K	0.01%	1409

Other funds holding MTS

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Ground Swell Capital's MTS Position: Q3 2014 in Review

Ground Swell Capital sold out of MONTGOMERY STR INCOME SECS (MTS) in Q3 2014, closing a stake of 200 shares — an estimated $3K sold.

Ground Swell Capital first reported a position in MTS in Q2 2014 and held it in 1 quarter. The position peaked at $3K in Q2 2014. 26 funds tracked by Wall St. Rank hold MTS as of Q3 2014.

Ground Swell Capital reported no remaining MONTGOMERY STR INCOME SECS position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 200 MONTGOMERY STR INCOME SECS shares in Q3 2014, an estimated $3K.
Ground Swell Capital first reported a position in MONTGOMERY STR INCOME SECS in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's MONTGOMERY STR INCOME SECS position peaked at $3K in Q2 2014.
26 funds tracked by Wall St. Rank held MONTGOMERY STR INCOME SECS as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.