Ground Swell Capital’s First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF HYLS Stock Holding History

Ground Swell Capital’s Portfolio HYLS Stock Details HYLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$4K	Buy	+73	New	+$3.79K	0.01%	1570

Other funds holding HYLS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

SFG

SNS Financial Group Minneapolis, Minnesota $1.16B AUM 13.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Ground Swell Capital's HYLS Position: Q3 2014 in Review

Ground Swell Capital opened a new position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) in Q3 2014: 73 shares worth $4K. The stake represents 0.01% of the portfolio and ranks #1570 among its holdings.

35 funds tracked by Wall St. Rank hold HYLS as of Q3 2014.

Ground Swell Capital held 73 shares of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF worth $4K as of Q3 2014.
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF was a new Ground Swell Capital position in Q3 2014.
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF made up 0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1570 holding.
35 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.