GSC
HHY

Ground Swell Capital’s Brookfield High Income Fund Inc. HHY Stock Holding History

Ground Swell Capital’s Portfolio HHY Stock Details HHY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-87
Closed -$1K – 3227
2014
Q2 		$1K Buy
+87
New +$900 ﹤0.01% 1948

Other funds holding HHY

SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $532M AUM 56.47% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $44.4B AUM 36.05% 1-Year Est. Return

Ground Swell Capital's HHY Position: Q3 2014 in Review

Ground Swell Capital sold out of Brookfield High Income Fund Inc. (HHY) in Q3 2014, closing a stake of 87 shares — an estimated $1K sold.

Ground Swell Capital first reported a position in HHY in Q2 2014 and held it in 1 quarter. The position peaked at $1K in Q2 2014. 42 funds tracked by Wall St. Rank hold HHY as of Q3 2014.

  • Ground Swell Capital reported no remaining Brookfield High Income Fund Inc. position as of Q3 2014 after selling out during the quarter.
  • Ground Swell Capital sold 87 Brookfield High Income Fund Inc. shares in Q3 2014, an estimated $1K.
  • Ground Swell Capital first reported a position in Brookfield High Income Fund Inc. in Q2 2014 and held it in 1 quarter.
  • Ground Swell Capital's Brookfield High Income Fund Inc. position peaked at $1K in Q2 2014.
  • 42 funds tracked by Wall St. Rank held Brookfield High Income Fund Inc. as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.