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Ground Swell Capital’s WisdomTree Japan SmallCap Dividend Fund DFJ Stock Holding History

Ground Swell Capital’s Portfolio DFJ Stock Details DFJ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-200
Closed -$11K – 2457
2014
Q2 		$11K Buy
+200
New +$10.1K 0.02% 662

Other funds holding DFJ

RIG
RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return
MIS
Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
ACM
Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Ground Swell Capital's DFJ Position: Q3 2014 in Review

Ground Swell Capital sold out of WisdomTree Japan SmallCap Dividend Fund (DFJ) in Q3 2014, closing a stake of 200 shares — an estimated $11K sold.

Ground Swell Capital first reported a position in DFJ in Q2 2014 and held it in 1 quarter. The position peaked at $11K in Q2 2014. 47 funds tracked by Wall St. Rank hold DFJ as of Q3 2014.

  • Ground Swell Capital reported no remaining WisdomTree Japan SmallCap Dividend Fund position as of Q3 2014 after selling out during the quarter.
  • Ground Swell Capital sold 200 WisdomTree Japan SmallCap Dividend Fund shares in Q3 2014, an estimated $11K.
  • Ground Swell Capital first reported a position in WisdomTree Japan SmallCap Dividend Fund in Q2 2014 and held it in 1 quarter.
  • Ground Swell Capital's WisdomTree Japan SmallCap Dividend Fund position peaked at $11K in Q2 2014.
  • 47 funds tracked by Wall St. Rank held WisdomTree Japan SmallCap Dividend Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.