GAM Holding’s Hanmi Financial HAFC Stock Holding History

GAM Holding’s Portfolio HAFC Stock Details HAFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-62,900	Closed	-$1.49M	–	999
2015 Q4	$1.49M	Hold	62,900	–	–	0.02%	584
2015 Q3	$1.58M	Hold	62,900	–	–	0.03%	555
2015 Q2	$1.56M	Sell	62,900 -9,300	-13%	-$208K	0.02%	610
2015 Q1	$1.53M	Buy	72,200 +5,400	+8%	+$111K	0.02%	596
2014 Q4	$1.46M	Buy	66,800 +2,900	+5%	+$60.4K	0.02%	599
2014 Q3	$1.29M	Hold	63,900	–	–	0.02%	635
2014 Q2	$1.35M	Hold	63,900	–	–	0.02%	630
2014 Q1	$1.49M	Buy	+63,900	New	+$1.45M	0.02%	581
2013 Q4	–	Sell	-63,900	Closed	-$1.06M	–	954
2013 Q3	$1.06M	Buy	+63,900	New	+$1.09M	0.02%	644

Other funds holding HAFC

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $59.5B AUM 35.96% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ICOM

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

GAM Holding's HAFC Position: Q1 2016 in Review

GAM Holding sold out of Hanmi Financial (HAFC) in Q1 2016, closing a stake of 62,900 shares — an estimated $1.49M sold.

GAM Holding first reported a position in HAFC in Q3 2013 and held it in 9 quarters. The position peaked at $1.58M in Q3 2015. 150 funds tracked by Wall St. Rank hold HAFC as of Q1 2016.

GAM Holding reported no remaining Hanmi Financial position as of Q1 2016 after selling out during the quarter.
GAM Holding sold 62,900 Hanmi Financial shares in Q1 2016, an estimated $1.49M.
GAM Holding first reported a position in Hanmi Financial in Q3 2013 and held it in 9 quarters.
GAM Holding's Hanmi Financial position peaked at $1.58M in Q3 2015.
150 funds tracked by Wall St. Rank held Hanmi Financial as of Q1 2016.

Based on GAM Holding's 13F filing for Q1 2016, filed 13 May 2016.