Founders Financial Securities’s ProShares Trust UltraShort Lehman 20+ Year Treasury TBT Stock Holding History

Founders Financial Securities’s Portfolio TBT Stock Details TBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-4,932	Closed	-$246K	–	80
2015 Q2	$246K	Sell	4,932 -260	-5%	-$12.2K	0.12%	47
2015 Q1	$217K	Buy	5,192 +554	+12%	+$23.6K	0.11%	53
2014 Q4	$215K	Buy	4,638 +549	+13%	+$28K	0.13%	63
2014 Q3	$230K	Buy	4,089 +506	+14%	+$29.5K	0.15%	56
2014 Q2	$218K	Buy	3,583 +267	+8%	+$17K	0.15%	62
2014 Q1	$224	Sell	3,316 -452	-12%	-$32.3K	0.15%	59
2013 Q4	$298K	Buy	+3,768	New	+$288K	0.25%	48

Other funds holding TBT

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IWC

Integrated Wealth Counsel Carmel, California $46.5M AUM 7.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Founders Financial Securities's TBT Position: Q3 2015 in Review

Founders Financial Securities sold out of ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) in Q3 2015, closing a stake of 4,932 shares — an estimated $246K sold.

Founders Financial Securities first reported a position in TBT in Q4 2013 and held it in 7 quarters. The position peaked at $298K in Q4 2013. 151 funds tracked by Wall St. Rank hold TBT as of Q3 2015.

Founders Financial Securities reported no remaining ProShares Trust UltraShort Lehman 20+ Year Treasury position as of Q3 2015 after selling out during the quarter.
Founders Financial Securities sold 4,932 ProShares Trust UltraShort Lehman 20+ Year Treasury shares in Q3 2015, an estimated $246K.
Founders Financial Securities first reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury in Q4 2013 and held it in 7 quarters.
Founders Financial Securities's ProShares Trust UltraShort Lehman 20+ Year Treasury position peaked at $298K in Q4 2013.
151 funds tracked by Wall St. Rank held ProShares Trust UltraShort Lehman 20+ Year Treasury as of Q3 2015.

Based on Founders Financial Securities's 13F filing for Q3 2015, filed 9 Oct 2015.