We are live on ! Find out more
FWM

Focused Wealth Management Portfolio holdings

AUM $1.15B
1-Year Est. Return 24.81%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+24.81%
3 Year Est. Return
+73.9%
5 Year Est. Return
+73.44%
10 Year Est. Return
+227.97%
AUM
$141M
AUM Growth
+$10.9M
Cap. Flow
+$16.8M
Cap. Flow %
11.86%
Top 10 Hldgs %
41.99%
Holding
771
New
41
Increased
155
Reduced
122
Closed
58

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.16M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.36M
3
GE icon
GE Aerospace
GE
+$1.48M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$981K
5
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$763K

Top Sells

Rank Stock Value
1
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$3.13M
2
EXI icon
iShares Global Industrials ETF
EXI
+$974K
3
VER
VEREIT, Inc.
VER
+$601K
4
RIG icon
Transocean
RIG
+$510K
5
BABZ
PIMCO BUILD AMERICA BOND FD ETF
BABZ
+$265K

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.45%
2 Financials 11.45%
3 Industrials 7.73%
4 Technology 5.74%
5 Healthcare 4.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
101
Novartis
NVS
$304B
$172K 0.12%
2,077
– –
NGG icon
102
National Grid
NGG
$78.5B
$162K 0.11%
2,370
– –
KO icon
103
Coca-Cola
KO
$379B
$159K 0.11%
3,766
-1,848
-33% -$78.9K
CAT icon
104
Caterpillar
CAT
$374B
$155K 0.11%
1,692
-95
-5% -$9.25K
JDD
105
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$152K 0.11%
12,942
-1,475
-10% -$17.5K
GLD icon
106
SPDR Gold Trust
GLD
$149B
$150K 0.11%
1,324
-143
-10% -$16.5K
DXJ icon
107
WisdomTree Japan Hedged Equity Fund
DXJ
$7.32B
$148K 0.1%
3,009
-1,636
-35% -$85.4K
ESRX
108
DELISTED
Express Scripts Holding Company
ESRX
$147K 0.1%
1,735
– –
FTNT icon
109
Fortinet
FTNT
$115B
$134K 0.09%
21,925
+2,500
+13% +$13.5K
LOCK
110
DELISTED
LifeLock, Inc.
LOCK
$133K 0.09%
7,200
– –
HON icon
111
Honeywell
HON
$66.4B
$132K 0.09%
1,472
– –
MINT icon
112
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.4B
$130K 0.09%
1,286
-252
-16% -$25.5K
SO icon
113
Southern Company
SO
$101B
$129K 0.09%
2,620
+3
+0.1% +$142
BA icon
114
Boeing
BA
$168B
$125K 0.09%
960
– –
MON
115
DELISTED
Monsanto Co
MON
$125K 0.09%
1,043
– –
KMI icon
116
Kinder Morgan
KMI
$69.9B
$124K 0.09%
2,932
+2,832
+2,832% +$112K
QCOM icon
117
Qualcomm
QCOM
$180B
$122K 0.09%
1,641
-308
-16% -$22.5K
ETP
118
DELISTED
Energy Transfer Partners L.p.
ETP
$120K 0.09%
1,851
-28
-1% -$1.79K
ES icon
119
Eversource Energy
ES
$26.8B
$118K 0.08%
2,202
– –
MCD icon
120
McDonald's
MCD
$181B
$118K 0.08%
1,255
-455
-27% -$42.6K
ARMH
121
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$116K 0.08%
2,500
– –
ORCL icon
122
Oracle
ORCL
$457B
$114K 0.08%
2,533
+1
+0% +$41
OKE icon
123
Oneok
OKE
$60.2B
$113K 0.08%
2,272
– –
CL icon
124
Colgate-Palmolive
CL
$70.8B
$111K 0.08%
1,600
– –
TYL icon
125
Tyler Technologies
TYL
$14.9B
$109K 0.08%
1,000
– –
3 4
5
6 7

Similar funds

CIG
Consolidated Investment Group Englewood, Colorado $1.15B AUM 55.26% 1-Year Est. Return
TWM
Tanager Wealth Management Goring On Thames, United Kingdom $1.15B AUM 19.91% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
CFP
Cascade Financial Partners San Diego, California $1.15B AUM 33.6% 1-Year Est. Return
MGWM
Marks Group Wealth Management Minnetonka, Minnesota $1.15B AUM 16.94% 1-Year Est. Return
HIC
Hartline Investment Corp Winnetka, Illinois $1.15B AUM 65.07% 1-Year Est. Return
AIC
AWM Investment Company New York $1.15B AUM 201.65% 1-Year Est. Return
WB
Webster Bank Waterbury, Connecticut $1.15B AUM 23.08% 1-Year Est. Return

Focused Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, Focused Wealth Management held 771 positions worth $141M, up 8.3% from $130M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Focused Wealth Management deployed $16.8M of net new capital in Q4 2014, opening 41 new positions and adding to 155 existing holdings. Its largest new stake was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, up from 57% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, an estimated $3.13M trimmed.

  • Focused Wealth Management's largest Q4 2014 buy was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.
  • Focused Wealth Management added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2014, an estimated $6.36M increase.
  • Focused Wealth Management's biggest Q4 2014 reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, cutting an estimated $3.13M.
  • Focused Wealth Management fully exited PIMCO BUILD AMERICA BOND FD ETF in Q4 2014, selling an estimated $265K.
  • Focused Wealth Management's ten largest holdings make up 42% of its $141M portfolio in Q4 2014.
  • Focused Wealth Management opened 41 new positions and closed 58 in Q4 2014.
  • Focused Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $141M.

Based on Focused Wealth Management's 13F filing for Q4 2014, filed 6 Feb 2015.