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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-1.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$130M
AUM Growth
+$2.52M
Cap. Flow
+$108M
Cap. Flow %
82.53%
Top 10 Hldgs %
34.41%
Holding
758
New
48
Increased
162
Reduced
79
Closed
27

Top Buys

1
RIG icon
Transocean
RIG
+$2.51M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.71M
3
GE icon
GE Aerospace
GE
+$1.67M
4
ARI
Apollo Commercial Real Estate
ARI
+$742K
5
BAC icon
Bank of America
BAC
+$377K

Top Sells

1
VB icon
Vanguard Small-Cap ETF
VB
+$4.3M
2
VO icon
Vanguard Mid-Cap ETF
VO
+$4.2M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$2.66M
4
CSCO icon
Cisco
CSCO
+$251K
5
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$197K

Sector Composition

1 Financials 10.61%
2 Industrials 7.35%
3 Technology 6.38%
4 Healthcare 4.74%
5 Energy 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
1
Vanguard High Dividend Yield ETF
VYM
$80B
$9.59M 7.36%
144,399
+1,439
+1% +$96K
GE icon
2
GE Aerospace
GE
$364B
$6.87M 5.27%
55,943
+13,365
+31% +$1.67M
IDV icon
3
iShares International Select Dividend ETF
IDV
$8.28B
$6.84M 5.25%
191,136
+1,920
+1% +$73.8K
IVV icon
4
iShares Core S&P 500 ETF
IVV
$881B
$3.77M 2.89%
19,035
+77
+0.4% +$15.3K
AMLP icon
5
Alerian MLP ETF
AMLP
$12.7B
$3.73M 2.86%
38,887
+680
+2% +$64.3K
HYS icon
6
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$3.2M 2.46%
30,903
+472
+2% +$49.8K
IVW icon
7
iShares S&P 500 Growth ETF
IVW
$73.1B
$3.15M 2.41%
117,884
-1,048
-0.9% -$27.9K
VGT icon
8
Vanguard Information Technology ETF
VGT
$139B
$3.03M 2.32%
242,056
+1,128
+0.5% +$14K
C icon
9
Citigroup
C
$217B
$2.41M 1.85%
46,444
+869
+2% +$43.7K
AIG icon
10
American International
AIG
$42.7B
$2.27M 1.74%
42,112
+5,109
+14% +$279K
VFH icon
11
Vanguard Financials ETF
VFH
$13.4B
$2.17M 1.66%
46,685
+1,769
+4% +$82.5K
IBM icon
12
IBM
IBM
$200B
$2.15M 1.65%
11,822
-21
-0.2% -$3.83K
BX icon
13
Blackstone
BX
$155B
$2.09M 1.6%
67,712
+3,174
+5% +$103K
BXMX
14
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$2.07M 1.59%
162,434
+3,888
+2% +$50.6K
RIG icon
15
Transocean
RIG
$5.69B
$2.07M 1.59%
64,663
+64,112
+11,636% +$2.51M
VTI icon
16
Vanguard Total Stock Market ETF
VTI
$658B
$2.02M 1.55%
19,938
+537
+3% +$54.9K
VIG icon
17
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.93M 1.48%
25,024
-151
-0.6% -$11.7K
CWB icon
18
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$1.91M 1.47%
38,499
+6,829
+22% +$344K
KKR icon
19
KKR & Co
KKR
$90.6B
$1.89M 1.45%
84,891
+14,575
+21% +$342K
CSCO icon
20
Cisco
CSCO
$441B
$1.78M 1.36%
70,567
-9,982
-12% -$251K
OEF icon
21
PUT
iShares S&P 100 ETF
OEF
$20.1B
$1.77M 1.36%
+183,800
New +$16.2M
DIA icon
22
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$1.74M 1.33%
10,211
+10,081
+7,755% +$1.71M
VCSH icon
23
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$1.7M 1.3%
21,294
+2
+0% +$160
META icon
24
Meta Platforms (Facebook)
META
$1.64T
$1.67M 1.28%
21,176
+1,130
+6% +$82.9K
KSU
25
CALL
DELISTED
Kansas City Southern
KSU
$1.67M 1.28%
+116,000
New +$13.2M
1
2 3 4 5

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Focused Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Focused Wealth Management held 758 positions worth $130M, up 2% from $128M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Focused Wealth Management deployed $108M of net new capital in Q3 2014, opening 48 new positions and adding to 162 existing holdings. Its largest new stake was Apollo Commercial Real Estate: 44,858 shares worth $705K.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $4.3M trimmed.

  • Focused Wealth Management's largest Q3 2014 buy was Apollo Commercial Real Estate: 44,858 shares worth $705K.
  • Focused Wealth Management added most to Transocean in Q3 2014, an estimated $2.51M increase.
  • Focused Wealth Management's biggest Q3 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $4.3M.
  • Focused Wealth Management fully exited Nu Skin in Q3 2014, selling an estimated $26K.
  • Focused Wealth Management's ten largest holdings make up 34% of its $130M portfolio in Q3 2014.
  • Focused Wealth Management opened 48 new positions and closed 27 in Q3 2014.
  • Focused Wealth Management's portfolio value rose 2% quarter-over-quarter to $130M.

Based on Focused Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.