We are live on ! Find out more
FWM

Focused Wealth Management Portfolio holdings

AUM $1.15B
1-Year Est. Return 24.81%
This Fund
S&P 500
This Quarter Est. Return
+0.33%
1 Year Est. Return
+24.81%
3 Year Est. Return
+73.9%
5 Year Est. Return
+73.44%
10 Year Est. Return
+227.97%
AUM
$362M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-3.31%
Top 10 Hldgs %
56.09%
Holding
835
New
57
Increased
101
Reduced
211
Closed
88

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$14.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.47M
3
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$1.53M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$909K
5
YEXT icon
Yext
YEXT
+$367K

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M
2
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$2.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.96M
4
BX icon
Blackstone
BX
+$1.46M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.03M

Sector Composition

Rank Sector Weight
1 Miscellaneous 75.87%
2 Financials 5.76%
3 Technology 4.57%
4 Healthcare 2.64%
5 Industrials 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYG icon
1
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$37.5M 10.35%
963,293
-24,001
-2% -$938K
SPEM icon
2
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$18B
$33.1M 9.15%
966,055
-18,920
-2% -$657K
SPYV icon
3
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$29.9M 8.25%
934,871
-23,353
-2% -$735K
SPIB icon
4
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$20.7M 5.71%
585,721
-4,074
-0.7% -$143K
MINT icon
5
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.4B
$19.8M 5.47%
194,548
+73,443
+61% +$7.47M
MTUM icon
6
iShares MSCI USA Momentum Factor ETF
MTUM
$24.7B
$15.5M 4.28%
129,875
-847
-0.6% -$102K
NEAR icon
7
iShares Short Maturity Bond ETF
NEAR
$5.05B
$14.7M 4.05%
+291,501
New +$14.7M
SPAB icon
8
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$10.2B
$12.7M 3.51%
428,668
-456,627
-52% -$13.4M
SPTS icon
9
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$7.13B
$12.5M 3.46%
416,708
-11,216
-3% -$336K
VYM icon
10
Vanguard High Dividend Yield ETF
VYM
$82.8B
$6.72M 1.86%
75,778
-22,359
-23% -$1.96M
AAPL icon
11
Apple
AAPL
$4.67T
$5.73M 1.58%
102,272
-10,568
-9% -$553K
KBE icon
12
State Street SPDR S&P Bank ETF
KBE
$1.68B
$5.68M 1.57%
131,521
+1,855
+1% +$79K
QTEC icon
13
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.68B
$5.65M 1.56%
64,580
-1,060
-2% -$92.8K
MGK icon
14
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.7B
$5.12M 1.42%
193,030
-86,825
-31% -$2.3M
BAC icon
15
Bank of America
BAC
$438B
$4.58M 1.27%
157,197
-28,541
-15% -$821K
VGT icon
16
Vanguard Information Technology ETF
VGT
$149B
$3.94M 1.09%
146,072
-38,376
-21% -$1.03M
BX icon
17
Blackstone
BX
$102B
$3.84M 1.06%
78,538
-30,004
-28% -$1.46M
FTXN icon
18
First Trust Nasdaq Oil & Gas ETF
FTXN
$166M
$3.34M 0.92%
209,218
-10,955
-5% -$178K
META icon
19
Meta Platforms (Facebook)
META
$1.57T
$3.18M 0.88%
17,840
-3,546
-17% -$674K
GLDM icon
20
SPDR Gold MiniShares Trust
GLDM
$31.7B
$2.91M 0.8%
98,920
-311
-0.3% -$9.15K
INTC icon
21
Intel
INTC
$506B
$2.75M 0.76%
53,311
-7,451
-12% -$366K
EXG icon
22
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$2.67M 0.74%
324,867
+17,533
+6% +$144K
BXMX
23
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$2.64M 0.73%
202,135
+12,708
+7% +$166K
C icon
24
Citigroup
C
$231B
$2.63M 0.73%
38,034
-9,191
-19% -$625K
XSW icon
25
State Street SPDR S&P Software & Services ETF
XSW
$505M
$2.52M 0.7%
26,997
-1,283
-5% -$124K
1
2 3 4 5

Similar funds

CIG
Consolidated Investment Group Englewood, Colorado $1.15B AUM 55.26% 1-Year Est. Return
TWM
Tanager Wealth Management Goring On Thames, United Kingdom $1.15B AUM 19.91% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
CFP
Cascade Financial Partners San Diego, California $1.15B AUM 33.6% 1-Year Est. Return
MGWM
Marks Group Wealth Management Minnetonka, Minnesota $1.15B AUM 16.94% 1-Year Est. Return
HIC
Hartline Investment Corp Winnetka, Illinois $1.15B AUM 65.07% 1-Year Est. Return
AIC
AWM Investment Company New York $1.15B AUM 201.65% 1-Year Est. Return
WB
Webster Bank Waterbury, Connecticut $1.15B AUM 23.08% 1-Year Est. Return

Focused Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Focused Wealth Management held 835 positions worth $362M, down 3.3% from $374M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management withdrew a net $12M in Q3 2019, closing 88 positions and reducing 211 holdings. Its most notable exit was Palo Alto Networks, an estimated $272K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 76% of assets, up from 74% a quarter earlier, followed by Financials and Technology.

Against the trend, Focused Wealth Management opened a new position in iShares Short Maturity Bond ETF worth $14.7M.

  • Focused Wealth Management's largest Q3 2019 buy was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M.
  • Focused Wealth Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $7.47M increase.
  • Focused Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $13.4M.
  • Focused Wealth Management fully exited Palo Alto Networks in Q3 2019, selling an estimated $272K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $362M portfolio in Q3 2019.
  • Focused Wealth Management opened 57 new positions and closed 88 in Q3 2019.
  • Focused Wealth Management's portfolio value fell 3.3% quarter-over-quarter to $362M.

Based on Focused Wealth Management's 13F filing for Q3 2019, filed 6 Nov 2019.