We are live on ! Find out more
FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+5.82%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$174M
AUM Growth
+$16.4M
Cap. Flow
+$50.4M
Cap. Flow %
29.02%
Top 10 Hldgs %
43.68%
Holding
792
New
54
Increased
206
Reduced
83
Closed
48

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$3.05M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.49M
3
BAC icon
Bank of America
BAC
+$1.16M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$725K
5
CS
Credit Suisse Group
CS
+$563K

Top Sells

Rank Stock Value
1
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$950K
2
AMLP icon
Alerian MLP ETF
AMLP
+$560K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$544K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$519K
5
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$463K

Sector Composition

Rank Sector Weight
1 Financials 10.09%
2 Industrials 7.02%
3 Technology 4.67%
4 Healthcare 4.64%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
501
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$5K ﹤0.01%
500
– –
CHY
502
Calamos Convertible and High Income Fund
CHY
$1.03B
$5K ﹤0.01%
500
– –
DVN icon
503
Devon Energy
DVN
$51.9B
$5K ﹤0.01%
150
+50
+50% +$2.05K
EA icon
504
Electronic Arts
EA
$52.4B
$5K ﹤0.01%
+80
New +$5.61K
EWM icon
505
iShares MSCI Malaysia ETF
EWM
$305M
$5K ﹤0.01%
175
– –
ILCB icon
506
iShares Morningstar US Equity ETF
ILCB
$1.26B
$5K ﹤0.01%
160
– –
IYT icon
507
iShares US Transportation ETF
IYT
$2.33B
$5K ﹤0.01%
140
– –
MPC icon
508
Marathon Petroleum
MPC
$90.3B
$5K ﹤0.01%
100
– –
NCZ
509
Virtus Convertible & Income Fund II
NCZ
$289M
$5K ﹤0.01%
224
– –
OXSQ icon
510
Oxford Square Capital
OXSQ
$151M
$5K ﹤0.01%
866
– –
PFG icon
511
Principal Financial Group
PFG
$23.6B
$5K ﹤0.01%
110
– –
PH icon
512
Parker-Hannifin
PH
$125B
$5K ﹤0.01%
54
– –
REGN icon
513
Regeneron Pharmaceuticals
REGN
$68.8B
$5K ﹤0.01%
+10
New +$5.42K
SCCO icon
514
Southern Copper
SCCO
$141B
$5K ﹤0.01%
218
– –
STEW
515
SRH Total Return Fund
STEW
$1.75B
$5K ﹤0.01%
667
+13
+2% +$101
TXN icon
516
Texas Instruments
TXN
$255B
$5K ﹤0.01%
100
– –
VDC icon
517
Vanguard Consumer Staples ETF
VDC
$7.86B
$5K ﹤0.01%
41
– –
WM icon
518
Waste Management
WM
$95.9B
$5K ﹤0.01%
102
– –
XYZ
519
Block Inc
XYZ
$45.9B
$5K ﹤0.01%
+390
New +$4.8K
VIVS
520
VivoSim Labs
VIVS
$1.46M
$5K ﹤0.01%
8
+4
+100% +$2.9K
SPWR
521
DELISTED
SunPower Corporation Common Stock
SPWR
$5K ﹤0.01%
249
– –
GXP
522
DELISTED
Great Plains Energy Incorporated
GXP
$5K ﹤0.01%
200
– –
TE
523
DELISTED
TECO ENERGY INC
TE
$5K ﹤0.01%
193
– –
WR
524
DELISTED
Westar Energy Inc
WR
$5K ﹤0.01%
114
+1
+0.9% +$41
ACAS
525
DELISTED
American Capital Ltd
ACAS
$5K ﹤0.01%
362
– –
19 20
21
22 23

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Focused Wealth Management held 792 positions worth $174M, up 10% from $157M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Focused Wealth Management deployed $50.4M of net new capital in Q4 2015, opening 54 new positions and adding to 206 existing holdings. Its largest new stake was Schwab US Dividend Equity ETF: 39,816 shares worth $512K.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.5% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund, an estimated $950K trimmed.

  • Focused Wealth Management's largest Q4 2015 buy was Schwab US Dividend Equity ETF: 39,816 shares worth $512K.
  • Focused Wealth Management added most to Vanguard FTSE Europe ETF in Q4 2015, an estimated $3.05M increase.
  • Focused Wealth Management's biggest Q4 2015 reduction was PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund, cutting an estimated $950K.
  • Focused Wealth Management fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q4 2015, selling an estimated $107K.
  • Focused Wealth Management's ten largest holdings make up 44% of its $174M portfolio in Q4 2015.
  • Focused Wealth Management opened 54 new positions and closed 48 in Q4 2015.
  • Focused Wealth Management's portfolio value rose 10% quarter-over-quarter to $174M.

Based on Focused Wealth Management's 13F filing for Q4 2015, filed 12 Feb 2016.