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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$268M
AUM Growth
-$98.4M
Cap. Flow
-$90.4M
Cap. Flow %
-33.7%
Top 10 Hldgs %
25.96%
Holding
1,195
New
377
Increased
173
Reduced
186
Closed
400

Top Buys

Rank Stock Value
1
BEEM icon
Beam Global
BEEM
+$7.55M
2
ORGN
Origin Materials
ORGN
+$6.8M
3
GRND icon
Grindr
GRND
+$6.72M
4
AMZN icon
Amazon
AMZN
+$6.71M
5
GB
Global Blue Group Holding
GB
+$6.05M

Top Sells

Rank Stock Value
1
KNSL icon
Kinsale Capital Group
KNSL
+$16.8M
2
BABA icon
Alibaba
BABA
+$15.6M
3
XLNX
Xilinx Inc
XLNX
+$12.8M
4
BP icon
BP
BP
+$10.4M
5
RYAAY icon
Ryanair
RYAAY
+$9.57M

Sector Composition

Rank Sector Weight
1 Financials 19.68%
2 Technology 18.35%
3 Consumer Discretionary 12.64%
4 Industrials 12.52%
5 Healthcare 6.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZR icon
176
Caesars Entertainment
CZR
$6.06B
$202K 0.08%
+2,314
New +$194K
FDUS icon
177
Fidus Investment
FDUS
$752M
$200K 0.07%
12,899
+9,899
+330% +$141K
WKEY
178
WISeKey
WKEY
$78.9M
$200K 0.07%
+2,800
New +$119K
BRPMU
179
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
$200K 0.07%
+20,000
New +$204K
ARCC icon
180
Ares Capital
ARCC
$14.3B
$198K 0.07%
10,593
+6,593
+165% +$119K
SLV icon
181
iShares Silver Trust
SLV
$31.5B
$198K 0.07%
+8,740
New +$213K
TSLX icon
182
Sixth Street Specialty
TSLX
$1.78B
$198K 0.07%
9,458
+5,588
+144% +$120K
NMCO icon
183
Nuveen Municipal Credit Opportunities Fund
NMCO
$585M
$196K 0.07%
13,991
-12,899
-48% -$179K
SVOK
184
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$196K 0.07%
+20,200
New +$203K
VTA
185
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$195K 0.07%
17,180
+7,684
+81% +$84.9K
PDT
186
John Hancock Premium Dividend Fund
PDT
$627M
$190K 0.07%
12,750
+11,300
+779% +$159K
ISD
187
PGIM High Yield Bond Fund
ISD
$419M
$189K 0.07%
12,110
+8,943
+282% +$137K
NSL
188
DELISTED
NUVEEN SENIOR INCM FD
NSL
$188K 0.07%
33,638
+9,558
+40% +$52.4K
EPR icon
189
EPR Properties
EPR
$4.58B
$186K 0.07%
+4,000
New +$169K
NAD icon
190
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$186K 0.07%
12,336
+4,645
+60% +$70.1K
UBP
191
DELISTED
Urstadt Biddle Properties Inc.
UBP
$185K 0.07%
13,524
+11,077
+453% +$147K
SCVX
192
DELISTED
SCVX Corp.
SCVX
$185K 0.07%
18,813
-93,710
-83% -$982K
MNTS icon
193
Momentus
MNTS
$90.6M
$183K 0.07%
1
-14
-93% -$3.36M
CONX
194
DELISTED
CONX Corp. Class A Common Stock
CONX
$183K 0.07%
18,445
-16,555
-47% -$171K
FGB
195
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$182K 0.07%
45,711
-14,589
-24% -$53.1K
BOWX
196
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
$182K 0.07%
15,600
-43,300
-74% -$456K
OXLC
197
Oxford Lane Capital
OXLC
$910M
$180K 0.07%
5,737
+2,586
+82% +$81.9K
EMD
198
Western Asset Emerging Markets Debt Fund
EMD
$610M
$178K 0.07%
13,484
+5,685
+73% +$76.7K
ABGI
199
DELISTED
ABG Acquisition Corp. I
ABGI
$178K 0.07%
+18,054
New +$182K
FSLF
200
DELISTED
First Eagle Senior Loan Fund
FSLF
$178K 0.07%
12,434
+8,854
+247% +$126K
6 7
8
9 10

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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q1 2021 Portfolio in Review

As of Q1 2021, FNY Investment Advisers held 1,195 positions worth $268M, down 27% from $367M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

FNY Investment Advisers withdrew a net $90.4M in Q1 2021, closing 400 positions and reducing 186 holdings. Its most notable exit was Kinsale Capital Group, an estimated $16.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 15% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in Beam Global worth $6.22M.

  • FNY Investment Advisers's largest Q1 2021 buy was Beam Global: 143,487 shares worth $6.22M.
  • FNY Investment Advisers added most to Origin Materials in Q1 2021, an estimated $6.8M increase.
  • FNY Investment Advisers's biggest Q1 2021 reduction was Xilinx Inc, cutting an estimated $12.8M.
  • FNY Investment Advisers fully exited Kinsale Capital Group in Q1 2021, selling an estimated $16.8M.
  • FNY Investment Advisers's ten largest holdings make up 26% of its $268M portfolio in Q1 2021.
  • FNY Investment Advisers opened 377 new positions and closed 400 in Q1 2021.
  • FNY Investment Advisers's portfolio value fell 27% quarter-over-quarter to $268M.

Based on FNY Investment Advisers's 13F filing for Q1 2021, filed 12 Apr 2021.