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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPP icon
151
WPP
WPP
$5.76B
$319K 0.1%
+4,542
New +$288K
HYAC
152
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
$316K 0.1%
+31,500
New +$316K
CUK
153
DELISTED
Carnival PLC
CUK
$310K 0.1%
+6,450
New +$273K
MGF
154
Aberdeen Government Markets Income Fund
MGF
$92.2M
$309K 0.1%
+67,377
New +$309K
EVOP
155
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$308K 0.1%
+11,700
New +$322K
PCI
156
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$306K 0.09%
12,147
+5,073
+72% +$127K
HYI
157
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$304K 0.09%
19,425
+19,253
+11,194% +$294K
EHI
158
Western Asset Global High Income Fund
EHI
$178M
$303K 0.09%
30,334
+20,794
+218% +$204K
ABR icon
159
Arbor Realty Trust
ABR
$1,000M
$297K 0.09%
+20,714
New +$294K
DOCU
160
DocuSign
DOCU
$11.4B
$296K 0.09%
+4,000
New +$275K
NTGN
161
DELISTED
Neon Therapeutics, Inc. Common Stock
NTGN
$295K 0.09%
250,000
+40,000
+19% +$63.9K
TWLO icon
162
Twilio
TWLO
$38B
$294K 0.09%
3,000
-750
-20% -$76.6K
JHG
163
DELISTED
Janus Henderson
JHG
$293K 0.09%
+12,000
New +$286K
SPCE icon
164
Virgin Galactic
SPCE
$415M
$293K 0.09%
1,269
-57,400
-98% -$11.2M
EVN
165
Eaton Vance Municipal Income Trust
EVN
$429M
$292K 0.09%
22,980
+7,695
+50% +$98.4K
FCT
166
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$292K 0.09%
23,282
+19,544
+523% +$236K
AMRX icon
167
Amneal Pharmaceuticals
AMRX
$5.71B
$289K 0.09%
+60,000
New +$209K
MIK
168
DELISTED
Michaels Stores, Inc
MIK
$288K 0.09%
+35,600
New +$299K
HEI.A icon
169
HEICO Corp Class A
HEI.A
$37B
$287K 0.09%
3,212
-20,200
-86% -$1.92M
ASC icon
170
Ardmore Shipping
ASC
$670M
$285K 0.09%
+31,547
New +$262K
NEA icon
171
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$285K 0.09%
19,871
+4,755
+31% +$67.5K
FAX
172
abrdn Asia-Pacific Income Fund
FAX
$604M
$284K 0.09%
11,151
+4,899
+78% +$125K
JPS
173
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$284K 0.09%
28,400
+21,663
+322% +$217K
SAUC
174
DELISTED
Diversified Restaurant Holdings, Inc. Common stock
SAUC
$283K 0.09%
+273,029
New +$221K
ATEX icon
175
Anterix
ATEX
$1.81B
$280K 0.09%
6,500
+2,500
+63% +$102K
5 6
7
8 9

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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.