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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXP icon
976
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
– –
-172
Closed -$2K
NXPI icon
977
NXP Semiconductors
NXPI
$59.6B
– –
-3,504
Closed -$407K
NXST icon
978
CALL
Nexstar Media Group
NXST
$5.69B
– –
-86
Closed -$8K
NXST icon
979
Nexstar Media Group
NXST
$5.69B
– –
-501
Closed -$51K
NYT icon
980
CALL
New York Times
NYT
$10.3B
– –
-1,284
Closed -$36K
NZF icon
981
Nuveen Municipal Credit Income Fund
NZF
$2.42B
– –
-1,892
Closed -$30K
OC icon
982
Owens Corning
OC
$12.6B
– –
-100
Closed -$6K
OIH icon
983
VanEck Oil Services ETF
OIH
$1.97B
– –
-800
Closed -$188K
OKE icon
984
Oneok
OKE
$57.7B
$0 ﹤0.01%
2
-4
-67% -$286
OKTA icon
985
Okta
OKTA
$26.1B
– –
-1,600
Closed -$157K
OLED icon
986
Universal Display
OLED
$4.32B
– –
-119
Closed -$19K
OMEX icon
987
Odyssey Marine Exploration
OMEX
$52.7M
– –
-16,705
Closed -$63K
OPCH icon
988
Option Care Health
OPCH
$3.61B
$0 ﹤0.01%
48
– –
OPK icon
989
Opko Health
OPK
$1.04B
– –
-200
Closed –
ORLY icon
990
O'Reilly Automotive
ORLY
$74.9B
– –
-750
Closed -$19K
OVV icon
991
Ovintiv
OVV
$17.6B
– –
0
– –
PACK icon
992
Ranpak Holdings
PACK
$461M
– –
-198
Closed -$1K
PAYX icon
993
Paychex
PAYX
$43.1B
– –
-24
Closed -$1K
PCK
994
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-4,926
Closed -$48K
PENN icon
995
PENN Entertainment
PENN
$2.57B
– –
-3,688
Closed -$68K
PEP icon
996
PepsiCo
PEP
$189B
– –
-95
Closed -$13K
PFD
997
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
– –
-4,480
Closed -$66K
PG icon
998
PUT
Procter & Gamble
PG
$338B
– –
-510
Closed -$63K
PHM icon
999
PUT
Pultegroup
PHM
$25.2B
– –
-107
Closed -$3K
PHUN icon
1000
Phunware
PHUN
$43.1M
$0 ﹤0.01%
8
– –
38 39
40
41 42

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ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.