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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPOT icon
401
Spotify
SPOT
$103B
$42K 0.01%
+370
New +$52.2K
BRW
402
Saba Capital Income & Opportunities Fund
BRW
$336M
$41K 0.01%
4,425
+4,325
+4,325% +$40.9K
FANG icon
403
Diamondback Energy
FANG
$56.5B
$41K 0.01%
464
+453
+4,118% +$45K
JHS
404
John Hancock Income Securities Trust
JHS
$127M
$41K 0.01%
+2,852
New +$41.4K
DPST icon
405
Direxion Daily Regional Banks Bull 3X ETF
DPST
$400M
$40K 0.01%
+50
New +$39.5K
RUSHA icon
406
Rush Enterprises Class A
RUSHA
$9.52B
$40K 0.01%
2,363
– –
TLND
407
DELISTED
Talend S.A. American Depositary Shares
TLND
$39K 0.01%
+1,150
New +$42.7K
DIAX
408
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$38K 0.01%
2,150
+377
+21% +$6.64K
IWM icon
409
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$38K 0.01%
257
+83
+48% +$12.7K
MIN
410
Aberdeen Intermediate Income Fund
MIN
$280M
$38K 0.01%
+10,040
New +$38.3K
ALL icon
411
Allstate
ALL
$66.3B
$37K 0.01%
+344
New +$35.9K
BXMX
412
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$37K 0.01%
2,838
+813
+40% +$10.6K
EXPE icon
413
Expedia Group
EXPE
$38.5B
$37K 0.01%
280
+68
+32% +$8.98K
GEF icon
414
Greif
GEF
$4.98B
$37K 0.01%
999
-22,998
-96% -$802K
JDST icon
415
Direxion Daily Junior Gold Miners Index Bear 2X ETF
JDST
$19.7M
– –
0
– –
LEN.B icon
416
Lennar Class B
LEN.B
$20.8B
$37K 0.01%
893
+263
+42% +$10K
PCM
417
PCM Fund
PCM
$70.3M
$37K 0.01%
3,372
+3,210
+1,981% +$35.9K
DBVT
418
DBV Technologies
DBVT
$885M
$36K 0.01%
419
-832
-67% -$79.3K
FRO icon
419
Frontline
FRO
$8.49B
$36K 0.01%
+4,000
New +$32.3K
NYT icon
420
CALL
New York Times
NYT
$10.3B
$36K 0.01%
+1,284
New +$40.5K
AXP icon
421
American Express
AXP
$230B
$35K 0.01%
+300
New +$36.8K
SENEB
422
Seneca Foods Class B
SENEB
$1.21B
$35K 0.01%
1,154
-578
-33% -$17K
VKTX icon
423
Viking Therapeutics
VKTX
$3.94B
$35K 0.01%
5,220
– –
FIT
424
DELISTED
Fitbit, Inc. Class A common stock
FIT
$35K 0.01%
+9,256
New +$34.4K
BGT icon
425
BlackRock Floating Rate Income Trust
BGT
$330M
$34K 0.01%
+2,829
New +$34.9K
15 16
17
18 19

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KWM
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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.