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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPLA.U
376
DELISTED
Replay Acquisition Corp.
RPLA.U
$87K 0.03%
8,500
– –
IIF
377
Morgan Stanley India Investment Fund
IIF
$221M
$86K 0.03%
+4,352
New +$84.3K
JHI
378
John Hancock Investors Trust
JHI
$118M
$86K 0.03%
4,875
+3,056
+168% +$52.6K
UUUU icon
379
Energy Fuels
UUUU
$3.63B
$85K 0.03%
+45,000
New +$88.5K
HMSY
380
DELISTED
HMS Holdings Corp.
HMSY
$82K 0.03%
+2,800
New +$85.9K
OTRK
381
DELISTED
Ontrak
OTRK
$81K 0.03%
+56
New +$77.4K
TPZ
382
Tortoise Electrification Infrastructure ETF
TPZ
$126M
$81K 0.03%
+4,800
New +$80.7K
FOX icon
383
Fox Class B
FOX
$23.2B
$80K 0.02%
2,200
+2,000
+1,000% +$67.2K
EMO
384
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.05B
$79K 0.02%
+1,894
New +$77.4K
AKTS
385
DELISTED
Akoustis Technologies Inc
AKTS
$79K 0.02%
9,910
-9,240
-48% -$72.2K
TTP
386
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$79K 0.02%
+1,539
New +$76K
TYG
387
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$78K 0.02%
+1,100
New +$80.7K
DDD icon
388
3D Systems Corp
DDD
$625M
$77K 0.02%
+8,800
New +$76.3K
MCR
389
DELISTED
MFS Charter Income Trust
MCR
$77K 0.02%
+9,194
New +$76.6K
THQ
390
abrdn Healthcare Opportunities Fund
THQ
$809M
$77K 0.02%
+4,074
New +$73.7K
GDYN icon
391
Grid Dynamics Holdings
GDYN
$643M
$76K 0.02%
+7,100
New +$75.2K
SEVN
392
Seven Hills Realty Trust
SEVN
$173M
$76K 0.02%
+3,773
New +$76.5K
DKNG icon
393
DraftKings
DKNG
$12.5B
$75K 0.02%
+7,100
New +$71.9K
BGY icon
394
BlackRock Enhanced International Dividend Trust
BGY
$533M
$74K 0.02%
+12,644
New +$70.2K
FGB
395
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$74K 0.02%
+12,472
New +$76K
CENTA icon
396
Central Garden & Pet Co Class A
CENTA
$2.39B
$73K 0.02%
3,125
-250
-7% -$5.62K
HQL
397
abrdn Life Sciences Investors
HQL
$637M
$73K 0.02%
+4,203
New +$69K
MHI
398
DELISTED
Pioneer Municipal High Income Fund
MHI
$73K 0.02%
+6,108
New +$74.2K
PGP
399
PIMCO Global StockPLUS & Income Fund
PGP
$101M
$73K 0.02%
6,171
+5,913
+2,292% +$68.7K
ABMD
400
DELISTED
Abiomed Inc
ABMD
$73K 0.02%
+430
New +$79.7K
14 15
16
17 18

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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.