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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRKR icon
351
Marker Therapeutics
MRKR
$18.2M
$101K 0.03%
3,533
+327
+10% +$11.9K
TDF
352
Templeton Dragon Fund
TDF
$275M
$101K 0.03%
+5,200
New +$96.8K
ERC
353
Allspring Multi-Sector Income Fund
ERC
$260M
$100K 0.03%
7,769
+1,275
+20% +$16.1K
VCV icon
354
Invesco California Value Municipal Income Trust
VCV
$526M
$100K 0.03%
+7,817
New +$98K
FAM
355
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$98K 0.03%
8,800
+3,800
+76% +$41.7K
GSUM
356
DELISTED
Gridsum Holding Inc.
GSUM
$98K 0.03%
80,500
-35,170
-30% -$66.6K
CVCO icon
357
Cavco Industries
CVCO
$4.58B
$97K 0.03%
500
– –
FT
358
Franklin Universal Trust
FT
$198M
$96K 0.03%
12,428
+2,595
+26% +$19.8K
KYN icon
359
Kayne Anderson Energy Infrastructure Fund
KYN
$2.49B
$96K 0.03%
6,902
+4,902
+245% +$65.3K
NEV
360
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$96K 0.03%
6,514
+6,342
+3,687% +$92.7K
HQH
361
abrdn Healthcare Investors
HQH
$1.34B
$95K 0.03%
+4,591
New +$90.9K
PAI
362
Western Asset Investment Grade Income Fund
PAI
$113M
$95K 0.03%
+6,129
New +$97.9K
SONY icon
363
Sony
SONY
$139B
$95K 0.03%
7,000
+4,500
+180% +$56.1K
AKBA icon
364
Akebia Therapeutics
AKBA
$242M
$94K 0.03%
+15,000
New +$71.3K
DHF
365
BNY Mellon High Yield Strategies Fund
DHF
$173M
$94K 0.03%
30,459
+11,598
+61% +$35.4K
LHC.WS
366
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$92K 0.03%
140,141
-2,059
-1% -$1.39K
LGF.A
367
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$91K 0.03%
+8,600
New +$79.2K
DISCB
368
DELISTED
Discovery, Inc. Series B Common Stock
DISCB
$91K 0.03%
2,533
-747
-23% -$27.8K
IDE
369
Voya Infrastructure, Industrials and Materials Fund
IDE
$200M
$90K 0.03%
+7,840
New +$88.6K
APTV icon
370
Aptiv
APTV
$10.4B
$89K 0.03%
+7,000
New +$641K
LSXMK
371
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$89K 0.03%
2,429
-276
-10% -$9.63K
BABA icon
372
PUT
Alibaba
BABA
$307B
$88K 0.03%
+415
New +$77.9K
MAV
373
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$87K 0.03%
+8,070
New +$87.3K
NXDT
374
NexPoint Diversified Real Estate Trust
NXDT
$246M
$87K 0.03%
4,916
+116
+2% +$1.99K
PHK
375
PIMCO High Income Fund
PHK
$878M
$87K 0.03%
11,638
+10,090
+652% +$77.3K
13 14
15
16 17

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CC
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BCH
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.