We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIX
326
Western Asset High Income Fund II
HIX
$355M
$76K 0.02%
11,295
+10,890
+2,689% +$74.4K
HYT icon
327
BlackRock Corporate High Yield Fund
HYT
$1.38B
$76K 0.02%
+7,129
New +$75.8K
JPC icon
328
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$76K 0.02%
7,652
+7,004
+1,081% +$69.3K
MNA icon
329
IQ ARB Merger Arbitrage ETF
MNA
$253M
$76K 0.02%
+2,392
New +$76.1K
CENTA icon
330
Central Garden & Pet Co Class A
CENTA
$2.4B
$74K 0.02%
3,375
-125
-4% -$2.49K
FT
331
Franklin Universal Trust
FT
$198M
$74K 0.02%
+9,833
New +$72.7K
LPCN icon
332
Lipocine
LPCN
$17.2M
$74K 0.02%
1,567
+729
+87% +$29.3K
AL
333
DELISTED
Air Lease Corp
AL
$73K 0.02%
1,750
-2,250
-56% -$92.6K
SFE
334
DELISTED
Safeguard Scientifics, Inc.
SFE
$73K 0.02%
6,500
– –
IDSA
335
DELISTED
Industrial Services of America
IDSA
$73K 0.02%
+65,254
New +$66.9K
DFP
336
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$72K 0.02%
+2,775
New +$70.9K
MLVF
337
DELISTED
Malvern Bancorp, Inc.
MLVF
$72K 0.02%
3,336
+847
+34% +$18.2K
LCAHU
338
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$72K 0.02%
7,200
-700
-9% -$7.02K
PZZA icon
339
Papa John's
PZZA
$801M
$71K 0.02%
+1,358
New +$64K
VIVE
340
DELISTED
VIVEVE MED INC
VIVE
$71K 0.02%
+1,614
New +$291K
MFL
341
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$71K 0.02%
5,258
+5,015
+2,064% +$67.4K
ATVI
342
DELISTED
Activision Blizzard
ATVI
$71K 0.02%
1,352
+1,280
+1,778% +$63.8K
MH.PRC
343
DELISTED
Maiden Holdings North America, Ltd. 7.125% Non-Cumulative Preference Shares, Series C
MH.PRC
$70K 0.02%
10,000
– –
PENN icon
344
PENN Entertainment
PENN
$2.57B
$68K 0.02%
+3,688
New +$69.8K
ROKU icon
345
Roku
ROKU
$22.4B
$68K 0.02%
675
-215
-24% -$26.3K
BFYT
346
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$68K 0.02%
2,750
+2,400
+686% +$50.4K
FRA icon
347
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$67K 0.02%
+5,356
New +$67.9K
VNTR
348
DELISTED
Venator Materials PLC
VNTR
$67K 0.02%
+27,806
New +$88.4K
PFD
349
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$66K 0.02%
+4,480
New +$67.3K
VBF icon
350
Invesco Bond Fund
VBF
$168M
$66K 0.02%
+3,355
New +$65.2K
12 13
14
15 16

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.