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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RA
301
Brookfield Real Assets Income Fund
RA
$707M
$90K 0.03%
4,000
-4,868
-55% -$108K
BGB
302
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$89K 0.03%
+6,118
New +$90K
TSG
303
DELISTED
The Stars Group Inc.
TSG
$89K 0.03%
6,000
-12,938
-68% -$201K
EAD
304
Allspring Income Opportunities Fund
EAD
$379M
$88K 0.03%
10,727
+10,241
+2,107% +$84K
EXK
305
Endeavour Silver
EXK
$3.08B
$88K 0.03%
+40,000
New +$96.7K
AWF
306
AllianceBernstein Global High Income Fund
AWF
$877M
$86K 0.03%
+7,181
New +$85.1K
NXDT
307
NexPoint Diversified Real Estate Trust
NXDT
$246M
$86K 0.03%
4,800
+3,482
+264% +$64.2K
TEI
308
Templeton Emerging Markets Income Fund
TEI
$322M
$86K 0.03%
9,487
+1,938
+26% +$18.8K
LSXMK
309
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$86K 0.03%
2,705
– –
NBSE
310
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$86K 0.03%
865
-661
-43% -$65.3K
RPLA.U
311
DELISTED
Replay Acquisition Corp.
RPLA.U
$86K 0.03%
8,500
-1,250
-13% -$12.6K
JGH icon
312
Nuveen Global High Income Fund
JGH
$355M
$85K 0.03%
5,503
+3,675
+201% +$56.4K
AYX
313
DELISTED
Alteryx Inc
AYX
$85K 0.03%
800
+60
+8% +$7.45K
ASPU
314
DELISTED
ASPEN GROUP, INC.
ASPU
$84K 0.03%
16,220
-2,244
-12% -$10.1K
AVB icon
315
AvalonBay Communities
AVB
$26.2B
$83K 0.03%
386
+248
+180% +$51.8K
TAST
316
DELISTED
Carrols Restaurant Group, Inc.
TAST
$82K 0.03%
+10,000
New +$83.6K
EVF
317
Eaton Vance Senior Income Trust
EVF
$92.1M
$81K 0.02%
+13,392
New +$82.8K
ERC
318
Allspring Multi-Sector Income Fund
ERC
$260M
$80K 0.02%
6,494
+5,279
+434% +$65.7K
GT icon
319
Goodyear
GT
$1.77B
$80K 0.02%
5,605
-4,885
-47% -$65K
MFAC.U
320
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$80K 0.02%
7,700
– –
LIQT icon
321
LiqTech
LIQT
$23.7M
$79K 0.02%
1,250
– –
PHD
322
DELISTED
Pioneer Floating Rate Fund
PHD
$79K 0.02%
+7,595
New +$79.8K
AMCX icon
323
AMC Global Media
AMCX
$486M
$78K 0.02%
+1,600
New +$82.5K
CCJ icon
324
Cameco
CCJ
$42.7B
$77K 0.02%
8,163
-7,298
-47% -$68.5K
SIG icon
325
Signet Jewelers
SIG
$3.67B
$77K 0.02%
+4,628
New +$72.7K
11 12
13
14 15

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CC
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BCH
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.