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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIC
251
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$179K 0.06%
+20,000
New +$213K
EFR
252
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$178K 0.06%
13,171
+5,680
+76% +$74.1K
UTF icon
253
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$177K 0.05%
+6,781
New +$178K
SEAC
254
DELISTED
Seachange International Inc
SEAC
$177K 0.05%
2,121
-1,229
-37% -$83.5K
HPS
255
John Hancock Preferred Income Fund III
HPS
$458M
$176K 0.05%
+9,143
New +$175K
RH icon
256
CALL
RH
RH
$3.47B
$176K 0.05%
+825
New +$161K
TAST
257
DELISTED
Carrols Restaurant Group, Inc.
TAST
$176K 0.05%
25,000
+15,000
+150% +$110K
MICR
258
DELISTED
Micron Solutions, Inc.
MICR
$176K 0.05%
73,700
-1,351
-2% -$3.19K
BHK icon
259
BlackRock Core Bond Trust
BHK
$664M
$172K 0.05%
11,798
-2,050
-15% -$29.6K
BGH
260
Barings Global Short Duration High Yield Fund
BGH
$287M
$170K 0.05%
9,753
+9,323
+2,168% +$159K
MCY icon
261
Mercury Insurance
MCY
$5.92B
$170K 0.05%
+3,500
New +$176K
CCJ icon
262
Cameco
CCJ
$42.4B
$167K 0.05%
18,816
+10,653
+131% +$98.5K
JRI icon
263
Nuveen Real Asset Income & Growth Fund
JRI
$349M
$167K 0.05%
9,107
+3,763
+70% +$67.3K
TEN.PRF
264
Tsakos Energy Navigation Ltd Series F Preferred Shares
TEN.PRF
$180M
$167K 0.05%
7,000
-4,920
-41% -$114K
MD icon
265
Pediatrix Medical
MD
$2.12B
$166K 0.05%
+6,000
New +$150K
NHS
266
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$165K 0.05%
13,392
-1,608
-11% -$19.4K
RUN icon
267
Sunrun
RUN
$2.38B
$165K 0.05%
+12,000
New +$179K
CYRX icon
268
CryoPort
CYRX
$751M
$164K 0.05%
10,000
+6,000
+150% +$89.3K
EDD
269
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$164K 0.05%
23,532
-2,418
-9% -$16.6K
ASG
270
Liberty All-Star Growth Fund
ASG
$343M
$163K 0.05%
+25,190
New +$154K
AMC icon
271
AMC Entertainment Holdings
AMC
$2.16B
$162K 0.05%
+2,250
New +$198K
QTNT
272
DELISTED
Quotient Limited Ordinary Shares
QTNT
$161K 0.05%
425
-105
-20% -$34.8K
CSTM icon
273
Constellium
CSTM
$3.98B
$160K 0.05%
+12,000
New +$166K
NBB icon
274
Nuveen Taxable Municipal Income Fund
NBB
$453M
$159K 0.05%
7,326
+2,068
+39% +$44.9K
LKFT
275
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.76B
$158K 0.05%
768
+48
+7% +$8.87K
9 10
11
12 13

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BCH
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EFM
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.