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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+8.2%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$103B
AUM Growth
+$9.8B
Cap. Flow
+$4.5B
Cap. Flow %
4.38%
Top 10 Hldgs %
9%
Holding
2,679
New
175
Increased
1,438
Reduced
889
Closed
174

Top Buys

Rank Stock Value
1
FTXN icon
First Trust Nasdaq Oil & Gas ETF
FTXN
+$658M
2
NET icon
Cloudflare
NET
+$400M
3
ECL icon
Ecolab
ECL
+$190M
4
AMGN icon
Amgen
AMGN
+$190M
5
ABT icon
Abbott
ABT
+$185M

Top Sells

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$591M
2
DGX icon
Quest Diagnostics
DGX
+$197M
3
MRSH
Marsh
MRSH
+$190M
4
CERN
Cerner Corp
CERN
+$190M
5
GIS icon
General Mills
GIS
+$188M

Sector Composition

Rank Sector Weight
1 Technology 34.02%
2 Financials 10.8%
3 Industrials 10.31%
4 Healthcare 9.47%
5 Consumer Discretionary 8.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHCT
2451
Community Healthcare Trust
CHCT
$536M
$222K ﹤0.01%
+4,701
New +$216K
INBK icon
2452
First Internet Bancorp
INBK
$233M
$215K ﹤0.01%
+4,573
New +$185K
SMBC icon
2453
Southern Missouri Bancorp
SMBC
$862M
$215K ﹤0.01%
+4,125
New +$215K
SMBK icon
2454
SmartFinancial
SMBK
$906M
$213K ﹤0.01%
+7,797
New +$207K
DSP icon
2455
Viant Technology
DSP
$229M
$212K ﹤0.01%
21,872
+3,645
+20% +$40.6K
FIXD icon
2456
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$211K ﹤0.01%
3,963
+70
+2% +$3.73K
CCNE icon
2457
CNB Financial Corp
CCNE
$1.05B
$208K ﹤0.01%
+7,839
New +$205K
CCBG icon
2458
Capital City Bank Group
CCBG
$897M
$207K ﹤0.01%
+7,833
New +$212K
INN
2459
Summit Hotel Properties
INN
$766M
$207K ﹤0.01%
21,233
+1,527
+8% +$14.8K
HHR
2460
DELISTED
HeadHunter Group PLC American Depositary Shares
HHR
$205K ﹤0.01%
+4,017
New +$219K
BBVA icon
2461
Banco Bilbao Vizcaya Argentaria
BBVA
$142B
$203K ﹤0.01%
+34,596
New +$217K
OCUL icon
2462
Ocular Therapeutix
OCUL
$1.83B
$203K ﹤0.01%
29,063
-34,832
-55% -$270K
ONL
2463
Orion Office REIT
ONL
$151M
$203K ﹤0.01%
+10,858
New +$214K
XRN
2464
Chiron Real Estate Inc
XRN
$535M
$194K ﹤0.01%
2,183
+160
+8% +$13.2K
JOAN
2465
DELISTED
JOANN, Inc. Common Stock
JOAN
$192K ﹤0.01%
18,465
+2,281
+14% +$23.9K
TEN
2466
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$190K ﹤0.01%
16,850
+1,389
+9% +$17.3K
CARE icon
2467
Carter Bankshares
CARE
$765M
$189K ﹤0.01%
12,280
+835
+7% +$12.6K
AHRT
2468
AH Realty Trust
AHRT
$536M
$187K ﹤0.01%
12,278
+967
+9% +$13.9K
GFI icon
2469
Gold Fields
GFI
$28.8B
$183K ﹤0.01%
16,650
+771
+5% +$7.69K
APTS
2470
DELISTED
Preferred Apartment Communities, Inc.
APTS
$182K ﹤0.01%
+10,083
New +$138K
LNAI
2471
Lunai Bioworks
LNAI
$9.57M
$179K ﹤0.01%
307
+39
+15% +$28.3K
BGX
2472
Blackstone Long-Short Credit Income Fund
BGX
$135M
$177K ﹤0.01%
12,074
-603
-5% -$9.09K
EC icon
2473
Ecopetrol
EC
$33.7B
$173K ﹤0.01%
+13,393
New +$191K
SBSW icon
2474
Sibanye-Stillwater
SBSW
$6.05B
$173K ﹤0.01%
+13,834
New +$186K
FRST icon
2475
Primis Financial Corp
FRST
$399M
$172K ﹤0.01%
11,404
+793
+7% +$12K
97 98
99
100 101

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First Trust Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Advisors held 2,679 positions worth $103B, up 11% from $93B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

First Trust Advisors deployed $4.5B of net new capital in Q4 2021, opening 175 new positions and adding to 1,438 existing holdings. Its largest new stake was First Trust Nasdaq Oil & Gas ETF: 32,574,484 shares worth $633M.

By sector, the portfolio is most concentrated in Technology at 34% of assets, up from 33% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Quest Diagnostics, an estimated $197M trimmed.

  • First Trust Advisors's largest Q4 2021 buy was First Trust Nasdaq Oil & Gas ETF: 32,574,484 shares worth $633M.
  • First Trust Advisors added most to Cloudflare in Q4 2021, an estimated $400M increase.
  • First Trust Advisors's biggest Q4 2021 reduction was Quest Diagnostics, cutting an estimated $197M.
  • First Trust Advisors fully exited First Trust Technology AlphaDEX Fund in Q4 2021, selling an estimated $591M.
  • First Trust Advisors's ten largest holdings make up 9% of its $103B portfolio in Q4 2021.
  • First Trust Advisors opened 175 new positions and closed 174 in Q4 2021.
  • First Trust Advisors's portfolio value rose 11% quarter-over-quarter to $103B.

Based on First Trust Advisors's 13F filing for Q4 2021, filed 8 Feb 2022.