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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+3.03%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53B
AUM Growth
+$2.74B
Cap. Flow
+$1.72B
Cap. Flow %
3.25%
Top 10 Hldgs %
12.11%
Holding
2,575
New
173
Increased
1,093
Reduced
1,142
Closed
163

Top Buys

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$578M
2
LUMN icon
Lumen
LUMN
+$153M
3
ANET icon
Arista Networks
ANET
+$110M
4
EXAS
Exact Sciences
EXAS
+$107M
5
WFC icon
Wells Fargo
WFC
+$99.6M

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$511M
2
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
+$146M
3
OTEX icon
Open Text
OTEX
+$102M
4
EQIX icon
Equinix
EQIX
+$91.4M
5
PFE icon
Pfizer
PFE
+$89.3M

Sector Composition

Rank Sector Weight
1 Technology 25.18%
2 Healthcare 12.51%
3 Communication Services 10.75%
4 Financials 10.66%
5 Consumer Discretionary 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROAN
2326
DELISTED
Roan Resources, Inc.
ROAN
$245K ﹤0.01%
+140,830
New +$509K
SMMF
2327
DELISTED
Summit Financial Group, Inc.
SMMF
$244K ﹤0.01%
+9,071
New +$234K
NRE
2328
DELISTED
NorthStar Realty Europe Corp.
NRE
$244K ﹤0.01%
+14,838
New +$251K
SBBX
2329
DELISTED
SB One Bancorp Common Stock
SBBX
$242K ﹤0.01%
10,809
+28
+0.3% +$632
FCCO icon
2330
First Community Corp
FCCO
$316M
$239K ﹤0.01%
12,907
-35
-0.3% -$642
MHF
2331
Western Asset Municipal High Income Fund
MHF
$151M
$238K ﹤0.01%
31,491
+210
+0.7% +$1.56K
BT
2332
DELISTED
BT Group plc (ADR)
BT
$237K ﹤0.01%
18,529
-19,977
-52% -$278K
ACNT icon
2333
Ascent Industries
ACNT
$137M
$236K ﹤0.01%
15,097
-42
-0.3% -$724
SMBC icon
2334
Southern Missouri Bancorp
SMBC
$855M
$232K ﹤0.01%
+6,675
New +$219K
NWS icon
2335
News Corp Class B
NWS
$16.4B
$231K ﹤0.01%
+16,536
New +$206K
FLXS icon
2336
Flexsteel Industries
FLXS
$306M
$227K ﹤0.01%
13,293
-83
-0.6% -$1.7K
CNBKA
2337
DELISTED
Century Bancorp Inc/Mass
CNBKA
$227K ﹤0.01%
+2,584
New +$226K
ZEUS
2338
DELISTED
Olympic Steel
ZEUS
$226K ﹤0.01%
16,539
-116
-0.7% -$1.73K
IJS icon
2339
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$222K ﹤0.01%
2,992
-428
-13% -$31.8K
IIPR icon
2340
Innovative Industrial Properties
IIPR
$1.78B
$221K ﹤0.01%
+1,789
New +$164K
OSG
2341
DELISTED
Overseas Shipholding Group Inc.
OSG
$221K ﹤0.01%
117,375
+188
+0.2% +$348
EVM
2342
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$217K ﹤0.01%
19,629
+703
+4% +$7.57K
VTEB icon
2343
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$217K ﹤0.01%
4,093
-159
-4% -$8.35K
NVO
2344
Novo Nordisk
NVO
$216B
$216K ﹤0.01%
+8,476
New +$209K
ASND icon
2345
Ascendis Pharma A/S
ASND
$16.7B
$215K ﹤0.01%
+1,867
New +$223K
CBFV icon
2346
CB Financial Services
CBFV
$182M
$215K ﹤0.01%
9,051
-59
-0.6% -$1.39K
FCCY
2347
DELISTED
1st Constitution Bancorp
FCCY
$214K ﹤0.01%
11,561
-48
-0.4% -$895
LEE icon
2348
Lee Enterprises
LEE
$166M
$213K ﹤0.01%
9,511
-59
-0.6% -$1.62K
ARGX icon
2349
argenx
ARGX
$57.4B
$212K ﹤0.01%
+1,499
New +$190K
FRBK
2350
DELISTED
Republic First Bancorp Inc
FRBK
$207K ﹤0.01%
42,123
-8,314
-16% -$42.2K
92 93
94
95 96

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First Trust Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, First Trust Advisors held 2,575 positions worth $53B, up 5.4% from $50.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

First Trust Advisors deployed $1.72B of net new capital in Q2 2019, opening 173 new positions and adding to 1,093 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 20,307,209 shares worth $583M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was ZYNGA INC. CL A COMMON, an estimated $146M trimmed.

  • First Trust Advisors's largest Q2 2019 buy was First Trust Utilities AlphaDEX Fund: 20,307,209 shares worth $583M.
  • First Trust Advisors added most to Lumen in Q2 2019, an estimated $153M increase.
  • First Trust Advisors's biggest Q2 2019 reduction was ZYNGA INC. CL A COMMON, cutting an estimated $146M.
  • First Trust Advisors fully exited First Trust Health Care AlphaDEX Fund in Q2 2019, selling an estimated $511M.
  • First Trust Advisors's ten largest holdings make up 12% of its $53B portfolio in Q2 2019.
  • First Trust Advisors opened 173 new positions and closed 163 in Q2 2019.
  • First Trust Advisors's portfolio value rose 5.4% quarter-over-quarter to $53B.

Based on First Trust Advisors's 13F filing for Q2 2019, filed 30 Jul 2019.