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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+6.69%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$36.1B
AUM Growth
+$2.49B
(+7.4%)
Cap. Flow
+$692M
Cap. Flow
% of AUM
1.92%
Top 10 Holdings %
Top 10 Hldgs %
12.52%
Holding
2,573
New
160
Increased
1,172
Reduced
1,035
Closed
202
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Nasdaq Bank ETF
FTXO
|
+$580M |
| 2 |
AGR
Avangrid, Inc.
AGR
|
+$88.7M |
| 3 |
US Bancorp
USB
|
+$83.7M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$78.5M |
| 5 |
JPMorgan Chase
JPM
|
+$77.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Energy AlphaDEX Fund
FXN
|
+$597M |
| 2 |
Meta Platforms (Facebook)
META
|
+$123M |
| 3 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$84.5M |
| 4 |
Amazon
AMZN
|
+$72.6M |
| 5 |
NXP Semiconductors
NXPI
|
+$57.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.45% |
| 2 | Financials | 12.36% |
| 3 | Industrials | 10.11% |
| 4 | Healthcare | 9.05% |
| 5 | Communication Services | 9.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2301
VanEck Short Muni ETF
SMB
$312M
| $207K | ﹤0.01% |
11,851
-2,514
| -18% | -$43.7K |
|
2302
Ternium
TX
$9.29B
| $207K | ﹤0.01% |
7,906
-675
| -8% | -$16.8K |
|
2303
Artesian Resources
ARTNA
$356M
| $205K | ﹤0.01% |
6,303
-2,283
| -27% | -$72.7K |
|
2304
Seneca Foods Class A
SENEA
$1.13B
| $205K | ﹤0.01% |
5,674
-2,025
| -26% | -$76.3K |
|
|
BGX
2305
Blackstone Long-Short Credit Income Fund
BGX
$135M
| $204K | ﹤0.01% |
+12,680
| New | +$205K |
|
2306
Halozyme
HALO
$9.72B
| $203K | ﹤0.01% |
15,669
-92,118
| -85% | -$1.16M |
|
2307
Penumbra
PEN
$12.5B
| $203K | ﹤0.01% |
2,427
-26,311
| -92% | -$1.99M |
|
|
CACB
2308
DELISTED
Cascade Bancorp
CACB
| $203K | ﹤0.01% |
26,362
-9,551
| -27% | -$75.9K |
|
|
UBA
2309
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $203K | ﹤0.01% |
9,897
-152
| -2% | -$3.35K |
|
2310
Innoviva
INVA
$1.58B
| $200K | ﹤0.01% |
14,469
-37,059
| -72% | -$436K |
|
|
CAI
2311
DELISTED
CAI International, Inc.
CAI
| $200K | ﹤0.01% |
12,705
-4,603
| -27% | -$67K |
|
|
FPO
2312
DELISTED
First Potomac Realty Trust
FPO
| $199K | ﹤0.01% |
19,400
-817
| -4% | -$8.4K |
|
|
HDSN
2313
Hudson Technologies
HDSN
$267M
| $196K | ﹤0.01% |
29,649
-9,830
| -25% | -$71.5K |
|
|
CPL
2314
DELISTED
CPFL Energia S.A.
CPL
| $196K | ﹤0.01% |
11,985
-990
| -8% | -$16K |
|
2315
Reading International Class A
RDI
$32.9M
| $194K | ﹤0.01% |
12,475
-4,520
| -27% | -$73.3K |
|
|
NRE
2316
DELISTED
NorthStar Realty Europe Corp.
NRE
| $189K | ﹤0.01% |
16,286
-613
| -4% | -$7.42K |
|
2317
Babcock & Wilcox
BW
$1.43B
| $187K | ﹤0.01% |
+2,006
| New | +$281K |
|
|
RRTS
2318
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
| $186K | ﹤0.01% |
1,081
-277
| -20% | -$57.2K |
|
|
AUO
2319
DELISTED
AU Optronics Corp
AUO
| $184K | ﹤0.01% |
48,113
-3,974
| -8% | -$15.7K |
|
|
ISD
2320
PGIM High Yield Bond Fund
ISD
$414M
| $183K | ﹤0.01% |
+11,920
| New | +$186K |
|
|
TREC
2321
DELISTED
Trecora Resources
TREC
| $179K | ﹤0.01% |
16,136
-5,847
| -27% | -$71.9K |
|
|
ORBC
2322
DELISTED
ORBCOMM, Inc.
ORBC
| $179K | ﹤0.01% |
18,719
-78,421
| -81% | -$673K |
|
|
RPT
2323
Rithm Property Trust
RPT
$90.5M
| $177K | ﹤0.01% |
2,342
-848
| -27% | -$64.7K |
|
|
AHT
2324
Ashford Hospitality Trust
AHT
$21M
| $176K | ﹤0.01% |
28
-58
| -67% | -$407K |
|
2325
3D Systems Corp
DDD
$420M
| $174K | ﹤0.01% |
11,649
-68,564
| -85% | -$1.08M |
|
Similar funds
DAM
First Trust Advisors's Q1 2017 Portfolio in Review
As of Q1 2017, First Trust Advisors held 2,573 positions worth $36.1B, up 7.4% from $33.6B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Trust Advisors's Q1 2017 filing shows 160 new, 1,172 increased, 1,035 reduced and 202 closed positions. Its largest new stake was First Trust Nasdaq Bank ETF: 21,785,192 shares worth $566M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $597M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q1 2017 buy was First Trust Nasdaq Bank ETF: 21,785,192 shares worth $566M.
- First Trust Advisors added most to US Bancorp in Q1 2017, an estimated $83.7M increase.
- First Trust Advisors's biggest Q1 2017 reduction was Meta Platforms (Facebook), cutting an estimated $123M.
- First Trust Advisors fully exited First Trust Energy AlphaDEX Fund in Q1 2017, selling an estimated $597M.
- First Trust Advisors's ten largest holdings make up 13% of its $36.1B portfolio in Q1 2017.
- First Trust Advisors opened 160 new positions and closed 202 in Q1 2017.
- First Trust Advisors's portfolio value rose 7.4% quarter-over-quarter to $36.1B.
Based on First Trust Advisors's 13F filing for Q1 2017, filed 2 May 2017.