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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
Cap. Flow
+$888M
Cap. Flow %
1.67%
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$552M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$539M
3
SMAR
Smartsheet Inc.
SMAR
+$154M
4
CIEN icon
Ciena
CIEN
+$135M
5
VMW
VMware, Inc
VMW
+$106M

Top Sells

Rank Stock Value
1
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$578M
2
LUMN icon
Lumen
LUMN
+$121M
3
META icon
Meta Platforms (Facebook)
META
+$120M
4
RTN
Raytheon Company
RTN
+$110M
5
AMZN icon
Amazon
AMZN
+$105M

Sector Composition

Rank Sector Weight
1 Technology 25.68%
2 Financials 12.47%
3 Healthcare 10.57%
4 Communication Services 9.5%
5 Consumer Discretionary 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJRI icon
2251
BJ's Restaurants
BJRI
$1.41B
$346K ﹤0.01%
8,907
+5
+0.1% +$193
TBCH
2252
Turtle Beach Corp
TBCH
$239M
$346K ﹤0.01%
29,658
+16,352
+123% +$162K
AMG icon
2253
Affiliated Managers Group
AMG
$9.46B
$343K ﹤0.01%
4,112
-38,823
-90% -$3.24M
HONE
2254
DELISTED
HarborOne Bancorp
HONE
$342K ﹤0.01%
33,991
-7,849
-19% -$81K
BGX
2255
Blackstone Long-Short Credit Income Fund
BGX
$135M
$341K ﹤0.01%
21,587
+1,556
+8% +$24.9K
DCOM icon
2256
Dime Commercial Bancshares
DCOM
$1.75B
$341K ﹤0.01%
11,538
-2,674
-19% -$76K
EVH icon
2257
Evolent Health
EVH
$475M
$337K ﹤0.01%
46,874
+14,707
+46% +$106K
PLPC icon
2258
Preformed Line Products
PLPC
$1.52B
$330K ﹤0.01%
6,048
+1,102
+22% +$59.1K
BMRC icon
2259
Bank of Marin Bancorp
BMRC
$466M
$329K ﹤0.01%
7,933
-1,909
-19% -$80.3K
ICUI icon
2260
ICU Medical
ICUI
$3.93B
$329K ﹤0.01%
+2,059
New +$410K
HYMB icon
2261
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$327K ﹤0.01%
11,012
-2,010
-15% -$59.2K
TBBK icon
2262
The Bancorp
TBBK
$2.79B
$327K ﹤0.01%
33,012
-7,412
-18% -$70.5K
JAG
2263
DELISTED
Jagged Peak Energy Inc.
JAG
$327K ﹤0.01%
45,041
-70,114
-61% -$518K
FLIC
2264
DELISTED
First of Long Island Corp
FLIC
$326K ﹤0.01%
14,345
-44,511
-76% -$980K
BBL
2265
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$326K ﹤0.01%
7,608
-141
-2% -$6.43K
RTL
2266
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$325K ﹤0.01%
+23,305
New +$284K
XPRO icon
2267
Expro Ltd
XPRO
$1.79B
$324K ﹤0.01%
11,368
-41,664
-79% -$1.27M
FBMS
2268
DELISTED
The First Bancshares, Inc.
FBMS
$322K ﹤0.01%
9,966
-24,714
-71% -$786K
FYX icon
2269
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$320K ﹤0.01%
5,323
-959
-15% -$57.5K
FUNC icon
2270
First United
FUNC
$288M
$319K ﹤0.01%
14,508
+1,672
+13% +$35.2K
VPV icon
2271
Invesco Pennsylvania Value Municipal Income Trust
VPV
$194M
$317K ﹤0.01%
24,262
-886
-4% -$11.7K
CBFV icon
2272
CB Financial Services
CBFV
$182M
$315K ﹤0.01%
11,339
+2,288
+25% +$57.7K
BEAT
2273
DELISTED
BioTelemetry, Inc.
BEAT
$315K ﹤0.01%
7,732
-36,933
-83% -$1.59M
GCP
2274
DELISTED
GCP Applied Technologies Inc.
GCP
$314K ﹤0.01%
+16,289
New +$328K
CORE
2275
DELISTED
Core Mark Holding Co., Inc.
CORE
$314K ﹤0.01%
9,776
-988
-9% -$34.4K
89 90
91
92 93

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First Trust Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.

  • First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
  • First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
  • First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
  • First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
  • First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
  • First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
  • First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.

Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.