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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+3.03%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53B
AUM Growth
+$2.74B
Cap. Flow
+$1.72B
Cap. Flow %
3.25%
Top 10 Hldgs %
12.11%
Holding
2,575
New
173
Increased
1,093
Reduced
1,142
Closed
163

Top Buys

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$578M
2
LUMN icon
Lumen
LUMN
+$153M
3
ANET icon
Arista Networks
ANET
+$110M
4
EXAS
Exact Sciences
EXAS
+$107M
5
WFC icon
Wells Fargo
WFC
+$99.6M

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$511M
2
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
+$146M
3
OTEX icon
Open Text
OTEX
+$102M
4
EQIX icon
Equinix
EQIX
+$91.4M
5
PFE icon
Pfizer
PFE
+$89.3M

Sector Composition

Rank Sector Weight
1 Technology 25.18%
2 Healthcare 12.51%
3 Communication Services 10.75%
4 Financials 10.66%
5 Consumer Discretionary 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOFT icon
2176
Hooker Furnishings Corp
HOFT
$148M
$440K ﹤0.01%
21,339
-144
-0.7% -$3.88K
CHMI
2177
Cherry Hill Mortgage Investment Corp
CHMI
$83M
$439K ﹤0.01%
27,448
+591
+2% +$10K
LBC
2178
DELISTED
Luther Burbank Corporation Common Stock
LBC
$439K ﹤0.01%
40,316
-8,194
-17% -$85.4K
MTT
2179
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$439K ﹤0.01%
20,088
+397
+2% +$8.54K
HONE
2180
DELISTED
HarborOne Bancorp
HONE
$437K ﹤0.01%
+41,840
New +$423K
LOB icon
2181
Live Oak Bancshares
LOB
$1.95B
$436K ﹤0.01%
25,442
-30,568
-55% -$502K
UE icon
2182
Urban Edge Properties
UE
$2.94B
$436K ﹤0.01%
25,164
-16,446
-40% -$300K
IMMR icon
2183
Immersion
IMMR
$216M
$435K ﹤0.01%
57,135
+984
+2% +$8.3K
KAMN
2184
DELISTED
Kaman Corp
KAMN
$434K ﹤0.01%
6,814
+564
+9% +$33.8K
RNR icon
2185
RenaissanceRe
RNR
$13.7B
$432K ﹤0.01%
2,426
-62,512
-96% -$10.3M
QUAD icon
2186
Quad
QUAD
$430M
$431K ﹤0.01%
54,428
-1,461
-3% -$15.3K
XFLT
2187
XAI Floating Rate & Alternative Income Trust
XFLT
$268M
$431K ﹤0.01%
9,391
+2,979
+46% +$134K
FFWM
2188
DELISTED
First Foundation Inc
FFWM
$429K ﹤0.01%
31,942
-6,190
-16% -$85.3K
NGG icon
2189
National Grid
NGG
$82.7B
$429K ﹤0.01%
9,114
-1,576
-15% -$74K
RPT
2190
Rithm Property Trust
RPT
$90.5M
$428K ﹤0.01%
5,272
-5
-0.1% -$395
CORE
2191
DELISTED
Core Mark Holding Co., Inc.
CORE
$428K ﹤0.01%
10,764
-22,511
-68% -$846K
PRDO icon
2192
Perdoceo Education
PRDO
$1.9B
$427K ﹤0.01%
22,399
-73,163
-77% -$1.35M
BWX icon
2193
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$425K ﹤0.01%
14,710
+1,047
+8% +$29.3K
EXLS icon
2194
EXL Service
EXLS
$4.23B
$424K ﹤0.01%
32,095
-280
-0.9% -$3.43K
ICF icon
2195
iShares Select U.S. REIT ETF
ICF
$2.12B
$424K ﹤0.01%
7,524
+1,102
+17% +$61.9K
NIQ
2196
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$424K ﹤0.01%
31,868
+9
+0% +$118
MRLN
2197
DELISTED
Marlin Business Services Corp
MRLN
$424K ﹤0.01%
16,994
-141
-0.8% -$3.17K
IVR icon
2198
Invesco Mortgage Capital
IVR
$776M
$423K ﹤0.01%
2,624
-8,546
-77% -$1.38M
JACK icon
2199
Jack in the Box
JACK
$278M
$423K ﹤0.01%
5,192
-17,945
-78% -$1.45M
AMSF icon
2200
AMERISAFE
AMSF
$569M
$421K ﹤0.01%
6,607
-49,594
-88% -$2.97M
86 87
88
89 90

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First Trust Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, First Trust Advisors held 2,575 positions worth $53B, up 5.4% from $50.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

First Trust Advisors deployed $1.72B of net new capital in Q2 2019, opening 173 new positions and adding to 1,093 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 20,307,209 shares worth $583M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was ZYNGA INC. CL A COMMON, an estimated $146M trimmed.

  • First Trust Advisors's largest Q2 2019 buy was First Trust Utilities AlphaDEX Fund: 20,307,209 shares worth $583M.
  • First Trust Advisors added most to Lumen in Q2 2019, an estimated $153M increase.
  • First Trust Advisors's biggest Q2 2019 reduction was ZYNGA INC. CL A COMMON, cutting an estimated $146M.
  • First Trust Advisors fully exited First Trust Health Care AlphaDEX Fund in Q2 2019, selling an estimated $511M.
  • First Trust Advisors's ten largest holdings make up 12% of its $53B portfolio in Q2 2019.
  • First Trust Advisors opened 173 new positions and closed 163 in Q2 2019.
  • First Trust Advisors's portfolio value rose 5.4% quarter-over-quarter to $53B.

Based on First Trust Advisors's 13F filing for Q2 2019, filed 30 Jul 2019.