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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+9.39%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$62.4B
AUM Growth
+$4.74B
Cap. Flow
+$902M
Cap. Flow %
1.44%
Top 10 Hldgs %
12.4%
Holding
2,571
New
221
Increased
1,094
Reduced
981
Closed
272

Top Buys

Rank Stock Value
1
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$432M
2
MTCH icon
Match Group
MTCH
+$227M
3
CSCO icon
Cisco
CSCO
+$220M
4
KC
Kingsoft Cloud Holdings
KC
+$217M
5
COUP
Coupa Software Incorporated
COUP
+$154M

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$368M
2
PPG icon
PPG Industries
PPG
+$175M
3
AVGO icon
Broadcom
AVGO
+$142M
4
MNST icon
Monster Beverage
MNST
+$132M
5
TT icon
Trane Technologies
TT
+$124M

Sector Composition

Rank Sector Weight
1 Technology 33.41%
2 Healthcare 12.32%
3 Communication Services 10.01%
4 Financials 8.53%
5 Consumer Discretionary 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIN icon
2101
Albany International
AIN
$2.14B
$397K ﹤0.01%
8,012
+213
+3% +$11K
GOLD
2102
Gold.com Inc
GOLD
$1.14B
$396K ﹤0.01%
+23,468
New +$296K
GAP
2103
The Gap Inc
GAP
$6.84B
$395K ﹤0.01%
23,217
-1,169,316
-98% -$17.4M
AMPE
2104
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$393K ﹤0.01%
+1,369
New +$339K
BMTC
2105
DELISTED
Bryn Mawr Bank Corp
BMTC
$393K ﹤0.01%
15,802
+1,784
+13% +$47.6K
NBSE
2106
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$391K ﹤0.01%
+2,573
New +$420K
BGFV
2107
DELISTED
Big 5 Sporting Goods
BGFV
$389K ﹤0.01%
+52,059
New +$275K
OSG
2108
DELISTED
Overseas Shipholding Group Inc.
OSG
$388K ﹤0.01%
181,208
+60,530
+50% +$132K
SYBT icon
2109
Stock Yards Bancorp
SYBT
$2.41B
$382K ﹤0.01%
11,208
-390
-3% -$15.6K
HQL
2110
abrdn Life Sciences Investors
HQL
$585M
$381K ﹤0.01%
21,659
-1,350
-6% -$24.2K
CABA icon
2111
Cabaletta Bio
CABA
$439M
$377K ﹤0.01%
+34,764
New +$400K
NBN icon
2112
Northeast Bank
NBN
$1.11B
$377K ﹤0.01%
+20,476
New +$364K
HOV icon
2113
Hovnanian Enterprises
HOV
$785M
$371K ﹤0.01%
+11,419
New +$316K
POST icon
2114
Post Holdings
POST
$4.12B
$371K ﹤0.01%
6,598
-35,158
-84% -$2.01M
PRA
2115
DELISTED
ProAssurance
PRA
$365K ﹤0.01%
+23,349
New +$347K
PK icon
2116
Park Hotels & Resorts
PK
$2.97B
$362K ﹤0.01%
36,282
-250,015
-87% -$2.37M
CHMI
2117
Cherry Hill Mortgage Investment Corp
CHMI
$83M
$361K ﹤0.01%
40,160
+8,357
+26% +$78.3K
SEI
2118
Solaris Energy Infrastructure
SEI
$3.31B
$361K ﹤0.01%
56,963
-60,034
-51% -$440K
THFF icon
2119
First Financial Corp
THFF
$922M
$359K ﹤0.01%
11,436
-29,390
-72% -$992K
EIM
2120
Eaton Vance Municipal Bond Fund
EIM
$492M
$356K ﹤0.01%
27,038
+1,478
+6% +$19.4K
FYX icon
2121
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$354K ﹤0.01%
6,119
-201
-3% -$11.6K
BSCL
2122
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$354K ﹤0.01%
16,594
-140
-0.8% -$2.99K
LOB icon
2123
Live Oak Bancshares
LOB
$1.95B
$352K ﹤0.01%
13,910
-1,044
-7% -$20.3K
ANF icon
2124
Abercrombie & Fitch
ANF
$4.17B
$351K ﹤0.01%
25,195
-84,854
-77% -$991K
CHEF icon
2125
Chefs' Warehouse
CHEF
$3.87B
$351K ﹤0.01%
24,138
-67,229
-74% -$957K
83 84
85
86 87

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First Trust Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, First Trust Advisors held 2,571 positions worth $62.4B, up 8.2% from $57.7B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

First Trust Advisors's Q3 2020 filing shows 221 new, 1,094 increased, 981 reduced and 272 closed positions. Its largest new stake was First Trust Nasdaq Transportation ETF: 19,298,830 shares worth $450M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $368M.

By sector, the portfolio is most concentrated in Technology at 33% of assets, up from 32% a quarter earlier, followed by Healthcare and Communication Services.

  • First Trust Advisors's largest Q3 2020 buy was First Trust Nasdaq Transportation ETF: 19,298,830 shares worth $450M.
  • First Trust Advisors added most to Match Group in Q3 2020, an estimated $227M increase.
  • First Trust Advisors's biggest Q3 2020 reduction was PPG Industries, cutting an estimated $175M.
  • First Trust Advisors fully exited First Trust Energy AlphaDEX Fund in Q3 2020, selling an estimated $368M.
  • First Trust Advisors's ten largest holdings make up 12% of its $62.4B portfolio in Q3 2020.
  • First Trust Advisors opened 221 new positions and closed 272 in Q3 2020.
  • First Trust Advisors's portfolio value rose 8.2% quarter-over-quarter to $62.4B.

Based on First Trust Advisors's 13F filing for Q3 2020, filed 5 Nov 2020.