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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+17.31%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$50.3B
AUM Growth
+$8.13B
Cap. Flow
+$1.39B
Cap. Flow %
2.76%
Top 10 Hldgs %
12.8%
Holding
2,508
New
116
Increased
1,213
Reduced
1,071
Closed
106

Top Buys

Rank Stock Value
1
ETSY icon
Etsy
ETSY
+$132M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$87.3M
3
CTXS
Citrix Systems Inc
CTXS
+$65.6M
4
AMZN icon
Amazon
AMZN
+$64.1M
5
RTN
Raytheon Company
RTN
+$59M

Top Sells

Rank Stock Value
1
P
Pandora Media Inc
P
+$78.7M
2
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$67.5M
3
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$65.6M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$65.5M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$63.5M

Sector Composition

Rank Sector Weight
1 Technology 24.28%
2 Healthcare 14.68%
3 Financials 10.43%
4 Communication Services 10.2%
5 Consumer Discretionary 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRG
2001
Seritage Growth Properties
SRG
$130M
$709K ﹤0.01%
15,948
-786
-5% -$32.7K
PTR
2002
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$709K ﹤0.01%
10,830
-11,370
-51% -$736K
ALX
2003
Alexander's
ALX
$1.4B
$707K ﹤0.01%
1,880
+1,209
+180% +$423K
COKE icon
2004
Coca-Cola Consolidated
COKE
$12.3B
$705K ﹤0.01%
24,480
-5,580
-19% -$128K
NICE icon
2005
Nice
NICE
$5.29B
$705K ﹤0.01%
+5,751
New +$648K
JELD icon
2006
JELD-WEN Holding
JELD
$94.8M
$704K ﹤0.01%
+39,867
New +$717K
CHUY
2007
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$704K ﹤0.01%
30,898
+343
+1% +$7.5K
LGI
2008
Lazard Global Total Return & Income Fund
LGI
$235M
$703K ﹤0.01%
45,485
+2,751
+6% +$40.4K
NXDT
2009
NexPoint Diversified Real Estate Trust
NXDT
$281M
$703K ﹤0.01%
32,314
+3,425
+12% +$73.8K
BVH
2010
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$702K ﹤0.01%
23,727
+296
+1% +$9.06K
MRT
2011
DELISTED
MedEquities Realty Trust, Inc.
MRT
$700K ﹤0.01%
62,873
+594
+1% +$6.43K
FBMS
2012
DELISTED
The First Bancshares, Inc.
FBMS
$698K ﹤0.01%
22,589
+390
+2% +$12.3K
CDE icon
2013
Coeur Mining
CDE
$15.6B
$695K ﹤0.01%
170,315
-130,710
-43% -$631K
NUAN
2014
DELISTED
Nuance Communications, Inc.
NUAN
$683K ﹤0.01%
46,613
+884
+2% +$12.3K
RRGB icon
2015
Red Robin
RRGB
$134M
$681K ﹤0.01%
23,634
+237
+1% +$7.31K
MFL
2016
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$681K ﹤0.01%
52,737
+3,930
+8% +$50.7K
ATR icon
2017
AptarGroup
ATR
$8.45B
$679K ﹤0.01%
6,386
-12,070
-65% -$1.21M
BLDP
2018
Ballard Power Systems
BLDP
$874M
$679K ﹤0.01%
225,723
+8,275
+4% +$27.1K
BAF
2019
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$677K ﹤0.01%
48,673
+4,195
+9% +$56.5K
RBB icon
2020
RBB Bancorp
RBB
$446M
$675K ﹤0.01%
35,881
-2,366
-6% -$46.7K
AIR icon
2021
AAR Corp
AIR
$5.15B
$674K ﹤0.01%
20,719
+11,421
+123% +$413K
TFIN icon
2022
Triumph Financial Inc
TFIN
$1.84B
$673K ﹤0.01%
22,909
-4,763
-17% -$149K
HAFC icon
2023
Hanmi Financial
HAFC
$943M
$670K ﹤0.01%
31,490
-7,473
-19% -$162K
CARO
2024
DELISTED
Carolina Financial Corp.
CARO
$670K ﹤0.01%
19,363
-4,404
-19% -$153K
HCM icon
2025
HUTCHMED
HCM
$1.89B
$668K ﹤0.01%
21,846
-6,232
-22% -$155K
79 80
81
82 83

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First Trust Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, First Trust Advisors held 2,508 positions worth $50.3B, up 19% from $42.2B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Trust Advisors's Q1 2019 filing shows 116 new, 1,213 increased, 1,071 reduced and 106 closed positions. Its largest new stake was First Trust Enhanced Short Maturity ETF: 1,454,850 shares worth $87.3M. The largest sale was Pandora Media Inc, an estimated $78.7M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 24% a quarter earlier, followed by Healthcare and Financials.

  • First Trust Advisors's largest Q1 2019 buy was First Trust Enhanced Short Maturity ETF: 1,454,850 shares worth $87.3M.
  • First Trust Advisors added most to Etsy in Q1 2019, an estimated $132M increase.
  • First Trust Advisors's biggest Q1 2019 reduction was First Trust Technology AlphaDEX Fund, cutting an estimated $67.5M.
  • First Trust Advisors fully exited Pandora Media Inc in Q1 2019, selling an estimated $78.7M.
  • First Trust Advisors's ten largest holdings make up 13% of its $50.3B portfolio in Q1 2019.
  • First Trust Advisors opened 116 new positions and closed 106 in Q1 2019.
  • First Trust Advisors's portfolio value rose 19% quarter-over-quarter to $50.3B.

Based on First Trust Advisors's 13F filing for Q1 2019, filed 9 May 2019.