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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+2.25%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$31.1B
AUM Growth
-$7.4B
(-19%)
Cap. Flow
-$6.73B
Cap. Flow
% of AUM
-21.62%
Top 10 Holdings %
Top 10 Hldgs %
15.54%
Holding
2,405
New
176
Increased
678
Reduced
1,352
Closed
195
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$631M |
| 2 |
First Trust Energy AlphaDEX Fund
FXN
|
+$591M |
| 3 |
Mondelez International
MDLZ
|
+$111M |
| 4 |
First Trust Japan AlphaDEX Fund
FJP
|
+$92.6M |
| 5 |
Sprouts Farmers Market
SFM
|
+$80.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NYSE Arca Biotechnology Index Fund
FBT
|
+$1.21B |
| 2 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$931M |
| 3 |
Meta Platforms (Facebook)
META
|
+$232M |
| 4 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$228M |
| 5 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$219M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.24% |
| 2 | Consumer Staples | 11.04% |
| 3 | Consumer Discretionary | 9.74% |
| 4 | Healthcare | 9.7% |
| 5 | Communication Services | 8.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Triumph Financial Inc
TFIN
$1.84B
| $406K | ﹤0.01% |
25,674
-4,821
| -16% | -$69.2K |
|
|
NTRI
2002
DELISTED
NutriSystem, Inc.
NTRI
| $406K | ﹤0.01% |
19,476
-90,969
| -82% | -$1.8M |
|
|
ALOG
2003
DELISTED
Analogic Corp
ALOG
| $404K | ﹤0.01% |
5,114
-915
| -15% | -$68.5K |
|
2004
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
| $403K | ﹤0.01% |
63,008
+12,938
| +26% | +$82.1K |
|
2005
Strategy Inc
MSTR
$33.5B
| $403K | ﹤0.01% |
22,420
-66,320
| -75% | -$1.07M |
|
2006
ATI
ATI
$27B
| $402K | ﹤0.01% |
24,658
-409,322
| -94% | -$4.98M |
|
2007
Preferred Bank
PFBC
$1.22B
| $402K | ﹤0.01% |
13,297
-3,420
| -20% | -$103K |
|
|
AF
2008
DELISTED
Astoria Financial Corporation
AF
| $402K | ﹤0.01% |
25,352
-5,359
| -17% | -$81.2K |
|
2009
Horizon Bancorp
HBNC
$1.03B
| $401K | ﹤0.01% |
36,506
-7,079
| -16% | -$78.4K |
|
|
CIVI
2010
DELISTED
Civitas Resources
CIVI
| $394K | ﹤0.01% |
2,219
-2,191
| -50% | -$580K |
|
2011
Methode Electronics
MEI
$543M
| $389K | ﹤0.01% |
13,297
-4,808
| -27% | -$131K |
|
|
ENOC
2012
DELISTED
EnerNOC, Inc.
ENOC
| $387K | ﹤0.01% |
51,778
-876
| -2% | -$4.84K |
|
|
MTSC
2013
DELISTED
MTS Systems Corp
MTSC
| $387K | ﹤0.01% |
6,353
-10,322
| -62% | -$568K |
|
2014
BJ's Restaurants
BJRI
$1.41B
| $385K | ﹤0.01% |
9,265
-22,572
| -71% | -$964K |
|
|
FLIC
2015
DELISTED
First of Long Island Corp
FLIC
| $385K | ﹤0.01% |
20,279
-5,386
| -21% | -$99.7K |
|
2016
Rexford Industrial Realty
REXR
$8.7B
| $384K | ﹤0.01% |
21,158
-330
| -2% | -$5.54K |
|
2017
Peapack-Gladstone Financial
PGC
$822M
| $381K | ﹤0.01% |
22,552
-4,353
| -16% | -$79K |
|
|
ABB
2018
DELISTED
ABB Ltd
ABB
| $381K | ﹤0.01% |
19,599
+7,820
| +66% | +$138K |
|
|
AXIA
2019
AXIA Energia
AXIA
$22.6B
| $379K | ﹤0.01% |
269,058
+5,420
| +2% | +$6.46K |
|
|
DTF
2020
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
| $378K | ﹤0.01% |
23,955
-2,149
| -8% | -$32.9K |
|
|
BTA
2021
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $376K | ﹤0.01% |
31,624
-2,846
| -8% | -$33.2K |
|
|
PLKI
2022
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
| $376K | ﹤0.01% |
7,221
-20,855
| -74% | -$1.18M |
|
|
SFR
2023
DELISTED
Starwood Waypoint Homes
SFR
| $374K | ﹤0.01% |
15,129
+330
| +2% | +$7.39K |
|
|
BHBK
2024
DELISTED
Blue Hills Bancorp, Inc.
BHBK
| $373K | ﹤0.01% |
27,286
-6,183
| -18% | -$86.8K |
|
2025
ProShares Short 20+ Year Treasury ETF
TBF
$84.9M
| $370K | ﹤0.01% |
16,315
-1,105
| -6% | -$25.6K |
|
Similar funds
DAM
First Trust Advisors's Q1 2016 Portfolio in Review
As of Q1 2016, First Trust Advisors held 2,405 positions worth $31.1B, down 19% from $38.5B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Trust Advisors withdrew a net $6.73B in Q1 2016, closing 195 positions and reducing 1,352 holdings. Its most notable exit was First Trust NYSE Arca Biotechnology Index Fund, an estimated $1.21B position sold in full.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.
Against the trend, First Trust Advisors opened a new position in First Trust Utilities AlphaDEX Fund worth $694M.
- First Trust Advisors's largest Q1 2016 buy was First Trust Utilities AlphaDEX Fund: 26,726,348 shares worth $694M.
- First Trust Advisors added most to Mondelez International in Q1 2016, an estimated $111M increase.
- First Trust Advisors's biggest Q1 2016 reduction was Meta Platforms (Facebook), cutting an estimated $232M.
- First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q1 2016, selling an estimated $1.21B.
- First Trust Advisors's ten largest holdings make up 16% of its $31.1B portfolio in Q1 2016.
- First Trust Advisors opened 176 new positions and closed 195 in Q1 2016.
- First Trust Advisors's portfolio value fell 19% quarter-over-quarter to $31.1B.
Based on First Trust Advisors's 13F filing for Q1 2016, filed 10 May 2016.