We are live on
!
Find out more
First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
First Mid Bancshares
FMBH
$1.36B
| $715K | ﹤0.01% |
+21,020
| New | +$628K |
|
1977
Unitil
UTL
$1,000M
| $715K | ﹤0.01% |
15,765
+8,081
| +105% | +$337K |
|
1978
Hingham Institution for Saving
HIFS
$614M
| $708K | ﹤0.01% |
+3,600
| New | +$581K |
|
1979
Moelis & Co
MC
$4.98B
| $705K | ﹤0.01% |
20,808
+10,706
| +106% | +$302K |
|
1980
Insteel Industries
IIIN
$633M
| $700K | ﹤0.01% |
19,649
+10,195
| +108% | +$346K |
|
|
YRD
1981
Yiren Digital
YRD
$103M
| $699K | ﹤0.01% |
33,714
-72,126
| -68% | -$1.96M |
|
1982
Kite Realty
KRG
$5.95B
| $698K | ﹤0.01% |
29,724
-58,689
| -66% | -$1.45M |
|
1983
Mercury Systems
MRCY
$6.2B
| $697K | ﹤0.01% |
23,048
-49,278
| -68% | -$1.4M |
|
1984
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
| $695K | ﹤0.01% |
12,908
-19
| -0.1% | -$970 |
|
|
THR
1985
DELISTED
Thermon Group Holdings
THR
| $693K | ﹤0.01% |
36,291
+18,757
| +107% | +$368K |
|
1986
TRI-Continental Corp
TY
$1.86B
| $689K | ﹤0.01% |
31,252
+11,170
| +56% | +$240K |
|
|
CALY
1987
Callaway Golf Company
CALY
$3.26B
| $688K | ﹤0.01% |
62,792
+28,228
| +82% | +$320K |
|
1988
Nicolet Bankshares
NIC
$3.57B
| $688K | ﹤0.01% |
14,417
+6,416
| +80% | +$269K |
|
1989
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
| $687K | ﹤0.01% |
14,668
-758
| -5% | -$34K |
|
|
WW
1990
DELISTED
WW International
WW
| $687K | ﹤0.01% |
59,974
+28,905
| +93% | +$311K |
|
1991
Coca-Cola Consolidated
COKE
$12.3B
| $684K | ﹤0.01% |
38,230
-38,270
| -50% | -$600K |
|
|
MBTF
1992
DELISTED
MBT Financial Corporation
MBTF
| $684K | ﹤0.01% |
60,289
+49,662
| +467% | +$484K |
|
1993
AMN Healthcare
AMN
$1.28B
| $683K | ﹤0.01% |
17,768
-36,811
| -67% | -$1.26M |
|
|
PRSU
1994
Pursuit Attractions and Hospitality Inc
PRSU
$1.43B
| $681K | ﹤0.01% |
+15,436
| New | +$638K |
|
|
CTLT
1995
DELISTED
CATALENT, INC.
CTLT
| $677K | ﹤0.01% |
25,110
-48,303
| -66% | -$1.2M |
|
1996
Marcus Corp
MCS
$732M
| $669K | ﹤0.01% |
21,227
+10,975
| +107% | +$310K |
|
|
TTSH
1997
DELISTED
Tile Shop Holdings
TTSH
| $669K | ﹤0.01% |
34,218
-56,226
| -62% | -$1.05M |
|
|
EMBJ
1998
Embraer S.A. ADS
EMBJ
$11.6B
| $666K | ﹤0.01% |
+34,595
| New | +$675K |
|
1999
StoneX
SNEX
$8.83B
| $664K | ﹤0.01% |
84,893
+24,477
| +41% | +$190K |
|
|
AHT
2000
Ashford Hospitality Trust
AHT
$21M
| $663K | ﹤0.01% |
86
-9
| -9% | -$58.8K |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.