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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
Cap. Flow
+$484M
Cap. Flow %
1.45%
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Consumer Staples 10.03%
3 Consumer Discretionary 9.72%
4 Communication Services 9.38%
5 Healthcare 9.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
EGO icon
1976
Eldorado Gold
EGO
$8.31B
$542K ﹤0.01%
+27,565
New +$569K
USDU icon
1977
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$472M
$542K ﹤0.01%
20,663
+464
+2% +$12.2K
TPC
1978
Tutor Perini Cor
TPC
$4.57B
$542K ﹤0.01%
25,249
-31,253
-55% -$728K
NFG icon
1979
National Fuel Gas
NFG
$7.84B
$541K ﹤0.01%
+10,008
New +$566K
SRDX
1980
DELISTED
Surmodics
SRDX
$541K ﹤0.01%
+17,971
New +$494K
MINI
1981
DELISTED
Mobile Mini Inc
MINI
$537K ﹤0.01%
17,795
+10,150
+133% +$321K
LLL
1982
DELISTED
L3 Technologies, Inc.
LLL
$530K ﹤0.01%
+3,513
New +$524K
IBCP icon
1983
Independent Bank Corp
IBCP
$776M
$526K ﹤0.01%
31,263
-709
-2% -$11.2K
PGC icon
1984
Peapack-Gladstone Financial
PGC
$822M
$526K ﹤0.01%
23,451
DERM
1985
DELISTED
Dermira, Inc.
DERM
$526K ﹤0.01%
+15,543
New +$501K
HZNP
1986
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$522K ﹤0.01%
+28,785
New +$562K
AMBA icon
1987
Ambarella
AMBA
$2.99B
$517K ﹤0.01%
+7,024
New +$440K
BWX icon
1988
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$512K ﹤0.01%
17,756
-313,564
-95% -$9.01M
TFIN icon
1989
Triumph Financial Inc
TFIN
$1.83B
$512K ﹤0.01%
25,788
-43
-0.2% -$779
GBNK
1990
DELISTED
Guaranty Bancorp
GBNK
$512K ﹤0.01%
28,666
+267
+0.9% +$4.69K
AMAG
1991
DELISTED
AMAG Pharmaceuticals
AMAG
$511K ﹤0.01%
+20,832
New +$521K
OKSB
1992
DELISTED
Southwest Bancorp Inc/OK
OKSB
$511K ﹤0.01%
26,920
+8,141
+43% +$153K
VIVO
1993
DELISTED
Meridian Bioscience Inc
VIVO
$505K ﹤0.01%
26,202
-18,913
-42% -$370K
BGC
1994
DELISTED
General Cable Corporation
BGC
$504K ﹤0.01%
33,636
-3,572
-10% -$52.5K
ADPT
1995
DELISTED
Adeptus Health Inc
ADPT
$503K ﹤0.01%
11,673
-10,804
-48% -$487K
GG
1996
DELISTED
Goldcorp Inc
GG
$503K ﹤0.01%
+30,460
New +$537K
BKMU
1997
DELISTED
Bank Mutual Corp
BKMU
$501K ﹤0.01%
65,175
-1,672
-3% -$12.9K
NEV
1998
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$500K ﹤0.01%
31,373
+18,422
+142% +$304K
UTEK
1999
DELISTED
Ultratech Inc.
UTEK
$500K ﹤0.01%
+21,675
New +$527K
MNR
2000
DELISTED
Monmouth Real Estate Investment Corp
MNR
$497K ﹤0.01%
34,860
+8,528
+32% +$118K

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First Trust Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

  • First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
  • First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
  • First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
  • First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
  • First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
  • First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
  • First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.

Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.