First Trust Advisors’s Ultratech Inc. UTEK Stock Holding History

First Trust Advisors’s Portfolio UTEK Stock Details UTEK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-16,993	Closed	-$407K	–	2534
2016 Q4	$407K	Sell	16,993 -4,682	-22%	-$107K	﹤0.01%	2195
2016 Q3	$500K	Buy	+21,675	New	+$527K	﹤0.01%	1999
2016 Q1	–	Sell	-35,945	Closed	-$712K	–	2347
2015 Q4	$712K	Buy	35,945 +3	+0%	+$50	﹤0.01%	1856
2015 Q3	$576K	Buy	+35,942	New	+$599K	﹤0.01%	1935
2014 Q1	–	Sell	-154,365	Closed	-$4.48M	–	2345
2013 Q4	$4.48M	Buy	154,365 +1,168	+0.8%	+$31K	0.02%	1011
2013 Q3	$4.64M	Sell	153,197 -2,904	-2%	-$89K	0.03%	919
2013 Q2	$5.73M	Buy	+156,101	New	+$5.4M	0.04%	696

Other funds holding UTEK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

FCM

Frontier Capital Management Boston, Massachusetts $9.73B AUM 55.65% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

WIC

Water Island Capital New York $896M AUM 107.59% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

GLAM

Gardner Lewis Asset Management Chadds Ford, Pennsylvania $462M AUM 65.29% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

First Trust Advisors's UTEK Position: Q1 2017 in Review

First Trust Advisors sold out of Ultratech Inc. (UTEK) in Q1 2017, closing a stake of 16,993 shares — an estimated $407K sold.

First Trust Advisors first reported a position in UTEK in Q2 2013 and held it in 7 quarters. The position peaked at $5.73M in Q2 2013. 130 funds tracked by Wall St. Rank hold UTEK as of Q1 2017.

First Trust Advisors reported no remaining Ultratech Inc. position as of Q1 2017 after selling out during the quarter.
First Trust Advisors sold 16,993 Ultratech Inc. shares in Q1 2017, an estimated $407K.
First Trust Advisors first reported a position in Ultratech Inc. in Q2 2013 and held it in 7 quarters.
First Trust Advisors's Ultratech Inc. position peaked at $5.73M in Q2 2013.
130 funds tracked by Wall St. Rank held Ultratech Inc. as of Q1 2017.

Based on First Trust Advisors's 13F filing for Q1 2017, filed 2 May 2017.