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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$36.1B
AUM Growth
+$2.49B
Cap. Flow
+$692M
Cap. Flow %
1.92%
Top 10 Hldgs %
12.52%
Holding
2,573
New
160
Increased
1,172
Reduced
1,035
Closed
202

Top Buys

Rank Stock Value
1
FTXO icon
First Trust Nasdaq Bank ETF
FTXO
+$580M
2
AGR
Avangrid, Inc.
AGR
+$88.7M
3
USB icon
US Bancorp
USB
+$83.7M
4
STI
SunTrust Banks, Inc.
STI
+$78.5M
5
JPM icon
JPMorgan Chase
JPM
+$77.7M

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$597M
2
META icon
Meta Platforms (Facebook)
META
+$123M
3
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$84.5M
4
AMZN icon
Amazon
AMZN
+$72.6M
5
NXPI icon
NXP Semiconductors
NXPI
+$57.3M

Sector Composition

Rank Sector Weight
1 Technology 17.45%
2 Financials 12.36%
3 Industrials 10.11%
4 Healthcare 9.05%
5 Communication Services 9.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSTK icon
1901
Shutterstock
SSTK
$205M
$854K ﹤0.01%
20,651
-13,633
-40% -$650K
PPG icon
1902
PPG Industries
PPG
$25.9B
$852K ﹤0.01%
8,106
-106,424
-93% -$10.8M
VKQ icon
1903
Invesco Municipal Trust
VKQ
$536M
$851K ﹤0.01%
67,900
+3,279
+5% +$40.9K
SNBC
1904
DELISTED
Sun Bancorp Inc
SNBC
$851K ﹤0.01%
34,886
+3,001
+9% +$75.3K
CNMD icon
1905
CONMED
CNMD
$1.29B
$849K ﹤0.01%
19,109
+8,582
+82% +$369K
FWRD icon
1906
Forward Air
FWRD
$482M
$847K ﹤0.01%
17,813
+983
+6% +$47.7K
ESRT icon
1907
Empire State Realty Trust
ESRT
$976M
$846K ﹤0.01%
40,966
-300,381
-88% -$6.21M
RMP
1908
DELISTED
Rice Midstream Partners LP
RMP
$846K ﹤0.01%
+33,533
New +$824K
AROW icon
1909
Arrow Financial
AROW
$652M
$843K ﹤0.01%
30,578
+2,628
+9% +$76.3K
NEA icon
1910
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$843K ﹤0.01%
63,068
-52,864
-46% -$702K
VNET
1911
VNET Group
VNET
$2.05B
$843K ﹤0.01%
153,605
+41,756
+37% +$283K
AKR icon
1912
Acadia Realty Trust
AKR
$2.99B
$842K ﹤0.01%
28,004
-31
-0.1% -$978
MUB icon
1913
iShares National Muni Bond ETF
MUB
$45.1B
$842K ﹤0.01%
7,727
-1,471
-16% -$159K
FINL
1914
DELISTED
Finish Line
FINL
$840K ﹤0.01%
59,019
+27,469
+87% +$461K
STAG icon
1915
STAG Industrial
STAG
$7.86B
$839K ﹤0.01%
33,517
-28,327
-46% -$691K
ELLI
1916
DELISTED
Ellie Mae Inc
ELLI
$833K ﹤0.01%
8,312
-16,284
-66% -$1.5M
TPCO
1917
DELISTED
Tribune Publishing Company Common Stock
TPCO
$830K ﹤0.01%
59,662
+32,297
+118% +$443K
BTA
1918
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$829K ﹤0.01%
72,315
+16,484
+30% +$188K
LM
1919
DELISTED
Legg Mason, Inc.
LM
$828K ﹤0.01%
22,935
-6,685
-23% -$232K
HZNP
1920
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$823K ﹤0.01%
55,674
-27,938
-33% -$452K
FPRX
1921
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$816K ﹤0.01%
22,577
-19,028
-46% -$839K
MPSX
1922
DELISTED
Multi Packaging Solutions Intl.
MPSX
$816K ﹤0.01%
+45,473
New +$777K
EOT
1923
Eaton Vance National Municipal Opportunities Trust
EOT
$267M
$814K ﹤0.01%
37,813
+11,112
+42% +$237K
LORL
1924
DELISTED
Loral Space and Communications, Inc.
LORL
$809K ﹤0.01%
20,533
+9,750
+90% +$390K
NICE icon
1925
Nice
NICE
$5.29B
$808K ﹤0.01%
11,883
-1,319
-10% -$90.5K
75 76
77
78 79

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First Trust Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, First Trust Advisors held 2,573 positions worth $36.1B, up 7.4% from $33.6B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Trust Advisors's Q1 2017 filing shows 160 new, 1,172 increased, 1,035 reduced and 202 closed positions. Its largest new stake was First Trust Nasdaq Bank ETF: 21,785,192 shares worth $566M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $597M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • First Trust Advisors's largest Q1 2017 buy was First Trust Nasdaq Bank ETF: 21,785,192 shares worth $566M.
  • First Trust Advisors added most to US Bancorp in Q1 2017, an estimated $83.7M increase.
  • First Trust Advisors's biggest Q1 2017 reduction was Meta Platforms (Facebook), cutting an estimated $123M.
  • First Trust Advisors fully exited First Trust Energy AlphaDEX Fund in Q1 2017, selling an estimated $597M.
  • First Trust Advisors's ten largest holdings make up 13% of its $36.1B portfolio in Q1 2017.
  • First Trust Advisors opened 160 new positions and closed 202 in Q1 2017.
  • First Trust Advisors's portfolio value rose 7.4% quarter-over-quarter to $36.1B.

Based on First Trust Advisors's 13F filing for Q1 2017, filed 2 May 2017.