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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+3.03%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53B
AUM Growth
+$2.74B
Cap. Flow
+$1.72B
Cap. Flow %
3.25%
Top 10 Hldgs %
12.11%
Holding
2,575
New
173
Increased
1,093
Reduced
1,142
Closed
163

Top Buys

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$578M
2
LUMN icon
Lumen
LUMN
+$153M
3
ANET icon
Arista Networks
ANET
+$110M
4
EXAS
Exact Sciences
EXAS
+$107M
5
WFC icon
Wells Fargo
WFC
+$99.6M

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$511M
2
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
+$146M
3
OTEX icon
Open Text
OTEX
+$102M
4
EQIX icon
Equinix
EQIX
+$91.4M
5
PFE icon
Pfizer
PFE
+$89.3M

Sector Composition

Rank Sector Weight
1 Technology 25.18%
2 Healthcare 12.51%
3 Communication Services 10.75%
4 Financials 10.66%
5 Consumer Discretionary 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTBK
1776
DELISTED
Heritage Commerce
HTBK
$1.25M ﹤0.01%
101,664
-6,487
-6% -$79.8K
XNTK icon
1777
State Street SPDR NYSE Technology ETF
XNTK
$2.06B
$1.25M ﹤0.01%
17,137
-255
-1% -$18.4K
GNL icon
1778
Global Net Lease
GNL
$1.87B
$1.24M ﹤0.01%
63,347
-19,575
-24% -$373K
NIC icon
1779
Nicolet Bankshares
NIC
$3.57B
$1.24M ﹤0.01%
19,999
-1,674
-8% -$101K
HYT icon
1780
BlackRock Corporate High Yield Fund
HYT
$1.36B
$1.24M ﹤0.01%
115,519
-349
-0.3% -$3.66K
MYE icon
1781
Myers Industries
MYE
$1.18B
$1.24M ﹤0.01%
64,211
-232
-0.4% -$4.18K
BLD
1782
DELISTED
TopBuild
BLD
$1.23M ﹤0.01%
14,888
-30,437
-67% -$2.33M
FCBC icon
1783
First Community Bankshares
FCBC
$915M
$1.23M ﹤0.01%
36,387
-3,262
-8% -$110K
RBBN icon
1784
Ribbon Communications
RBBN
$354M
$1.23M ﹤0.01%
250,932
+20,232
+9% +$98.8K
BKR icon
1785
Baker Hughes
BKR
$56.8B
$1.23M ﹤0.01%
49,765
-77,980
-61% -$1.88M
XSW icon
1786
State Street SPDR S&P Software & Services ETF
XSW
$417M
$1.23M ﹤0.01%
12,727
-558
-4% -$53K
EFSC icon
1787
Enterprise Financial Services Corp
EFSC
$2.41B
$1.22M ﹤0.01%
29,412
-9,232
-24% -$386K
MYI icon
1788
BlackRock MuniYield Quality Fund III
MYI
$709M
$1.22M ﹤0.01%
92,485
+443
+0.5% +$5.76K
DO
1789
DELISTED
Diamond Offshore Drilling
DO
$1.22M ﹤0.01%
137,291
+2,536
+2% +$24.3K
WWW icon
1790
Wolverine World Wide
WWW
$1.54B
$1.22M ﹤0.01%
+44,168
New +$1.4M
PGC icon
1791
Peapack-Gladstone Financial
PGC
$822M
$1.21M ﹤0.01%
43,146
-2,617
-6% -$72.5K
JSD
1792
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.21M ﹤0.01%
76,352
+585
+0.8% +$9.16K
WSBF icon
1793
Waterstone Financial
WSBF
$362M
$1.21M ﹤0.01%
70,698
-5,922
-8% -$98.4K
ABTX
1794
DELISTED
Allegiance Bancshares
ABTX
$1.19M ﹤0.01%
35,758
-4,164
-10% -$144K
SQM icon
1795
Sociedad Química y Minera de Chile
SQM
$19.6B
$1.19M ﹤0.01%
38,152
-724
-2% -$24.7K
OPI
1796
DELISTED
Office Properties Income Trust
OPI
$1.18M ﹤0.01%
45,047
-26,912
-37% -$707K
FLIC
1797
DELISTED
First of Long Island Corp
FLIC
$1.18M ﹤0.01%
58,856
-5,185
-8% -$115K
RPT
1798
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1.18M ﹤0.01%
97,575
-24,254
-20% -$299K
UCFC
1799
DELISTED
United Community Financial Corp
UCFC
$1.18M ﹤0.01%
123,283
-8,940
-7% -$83.4K
RPM icon
1800
RPM International
RPM
$13.7B
$1.18M ﹤0.01%
19,300
-39,595
-67% -$2.34M
70 71
72
73 74

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First Trust Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, First Trust Advisors held 2,575 positions worth $53B, up 5.4% from $50.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

First Trust Advisors deployed $1.72B of net new capital in Q2 2019, opening 173 new positions and adding to 1,093 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 20,307,209 shares worth $583M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was ZYNGA INC. CL A COMMON, an estimated $146M trimmed.

  • First Trust Advisors's largest Q2 2019 buy was First Trust Utilities AlphaDEX Fund: 20,307,209 shares worth $583M.
  • First Trust Advisors added most to Lumen in Q2 2019, an estimated $153M increase.
  • First Trust Advisors's biggest Q2 2019 reduction was ZYNGA INC. CL A COMMON, cutting an estimated $146M.
  • First Trust Advisors fully exited First Trust Health Care AlphaDEX Fund in Q2 2019, selling an estimated $511M.
  • First Trust Advisors's ten largest holdings make up 12% of its $53B portfolio in Q2 2019.
  • First Trust Advisors opened 173 new positions and closed 163 in Q2 2019.
  • First Trust Advisors's portfolio value rose 5.4% quarter-over-quarter to $53B.

Based on First Trust Advisors's 13F filing for Q2 2019, filed 30 Jul 2019.