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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
Cap. Flow
+$484M
Cap. Flow %
1.45%
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Consumer Staples 10.03%
3 Consumer Discretionary 9.72%
4 Communication Services 9.38%
5 Healthcare 9.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
UBNK
1701
DELISTED
United Financial Bancorp, Inc.
UBNK
$1.03M ﹤0.01%
74,159
+24,543
+49% +$331K
JDD
1702
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.02M ﹤0.01%
87,632
+3,510
+4% +$42K
MTSC
1703
DELISTED
MTS Systems Corp
MTSC
$1.02M ﹤0.01%
22,235
+11,135
+100% +$524K
DFP
1704
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$1.02M ﹤0.01%
40,540
POLY
1705
DELISTED
Plantronics, Inc.
POLY
$1.01M ﹤0.01%
19,505
-2,793
-13% -$137K
ETD icon
1706
Ethan Allen Interiors
ETD
$581M
$1M ﹤0.01%
32,105
-10,355
-24% -$351K
PHG icon
1707
Philips
PHG
$25.4B
$1M ﹤0.01%
45,738
-6,784
-13% -$139K
TRST
1708
Trustco Bank Corp NY
TRST
$977M
$1M ﹤0.01%
28,195
-555
-2% -$19.1K
QUNR
1709
DELISTED
Qunar Cayman Islands Limited
QUNR
$998K ﹤0.01%
34,417
-5,638
-14% -$166K
CCOI icon
1710
Cogent Communications
CCOI
$594M
$994K ﹤0.01%
26,993
+7,666
+40% +$296K
VTLE
1711
DELISTED
Vital Energy
VTLE
$994K ﹤0.01%
+3,854
New +$879K
AVK
1712
Advent Convertible and Income Fund
AVK
$544M
$993K ﹤0.01%
69,941
+1,480
+2% +$21.1K
CRH icon
1713
CRH
CRH
$66.7B
$992K ﹤0.01%
29,806
-4,420
-13% -$140K
HQH
1714
abrdn Healthcare Investors
HQH
$1.23B
$992K ﹤0.01%
41,659
-4,027
-9% -$101K
PTR
1715
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$991K ﹤0.01%
14,840
-2,279
-13% -$154K
PMC
1716
DELISTED
PharMerica Corporation
PMC
$991K ﹤0.01%
35,319
+17,512
+98% +$449K
IRDM icon
1717
Iridium Communications
IRDM
$4.85B
$990K ﹤0.01%
122,075
-8,682
-7% -$72.8K
ATCO
1718
DELISTED
Atlas Corp.
ATCO
$990K ﹤0.01%
74,232
-5,660
-7% -$81.6K
CPK icon
1719
Chesapeake Utilities
CPK
$3.26B
$989K ﹤0.01%
16,203
-1,066
-6% -$68.4K
FNY icon
1720
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$989K ﹤0.01%
31,892
+9,853
+45% +$305K
WSTC
1721
DELISTED
West Corporation
WSTC
$987K ﹤0.01%
44,714
-13,604
-23% -$304K
OMCL icon
1722
Omnicell
OMCL
$1.86B
$984K ﹤0.01%
25,680
+3,871
+18% +$144K
FEMB icon
1723
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
$983K ﹤0.01%
22,963
+463
+2% +$20K
TXNM
1724
TXNM Energy Inc
TXNM
$6.47B
$983K ﹤0.01%
30,039
-1,152
-4% -$38.5K
BTT icon
1725
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$981K ﹤0.01%
40,456
+4,863
+14% +$117K

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First Trust Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

  • First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
  • First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
  • First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
  • First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
  • First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
  • First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
  • First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.

Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.