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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENOC
1351
DELISTED
EnerNOC, Inc.
ENOC
$1.98M 0.01%
115,173
+15,454
+15% +$255K
ORB
1352
DELISTED
ORBITAL SCIENCES CORP
ORB
$1.98M 0.01%
84,991
+14,401
+20% +$329K
FYX icon
1353
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$1.98M 0.01%
40,653
-6,145
-13% -$284K
POST icon
1354
Post Holdings
POST
$4.12B
$1.96M 0.01%
60,865
+14,619
+32% +$430K
NAVG
1355
DELISTED
Navigators Group Inc
NAVG
$1.96M 0.01%
62,078
+19,310
+45% +$579K
ALSN icon
1356
Allison Transmission
ALSN
$10.1B
$1.96M 0.01%
70,943
-148,507
-68% -$3.84M
PTC icon
1357
PTC
PTC
$13.7B
$1.96M 0.01%
+55,367
New +$1.7M
CBK
1358
DELISTED
Christopher & Banks Corporation
CBK
$1.96M 0.01%
229,397
+79,407
+53% +$535K
PES
1359
DELISTED
Pioneer Energy Services Corp.
PES
$1.96M 0.01%
244,009
+7,184
+3% +$56.6K
SAFT icon
1360
Safety Insurance
SAFT
$1.52B
$1.95M 0.01%
34,648
+8,711
+34% +$479K
GFF icon
1361
Griffon
GFF
$4.16B
$1.95M 0.01%
147,519
-18,223
-11% -$232K
SAM icon
1362
Boston Beer
SAM
$1.88B
$1.95M 0.01%
8,060
+3,546
+79% +$851K
PFS icon
1363
Provident Financial Services
PFS
$3.11B
$1.95M 0.01%
100,669
+29,705
+42% +$547K
AIV
1364
Aimco
AIV
$380M
$1.94M 0.01%
560,931
-228,387
-29% -$819K
GVA icon
1365
Granite Construction
GVA
$5.45B
$1.94M 0.01%
55,358
+8,488
+18% +$267K
CBEY
1366
DELISTED
CBEYOND INC COM STK
CBEY
$1.93M 0.01%
279,683
+162,994
+140% +$1.03M
NYT icon
1367
New York Times
NYT
$11.6B
$1.92M 0.01%
120,949
-92,166
-43% -$1.25M
LPT
1368
DELISTED
Liberty Property Trust
LPT
$1.9M 0.01%
56,157
-1,244
-2% -$43.5K
PVTB
1369
DELISTED
PrivateBancorp Inc
PVTB
$1.9M 0.01%
65,706
-47,038
-42% -$1.21M
FFBC icon
1370
First Financial Bancorp
FFBC
$3.55B
$1.9M 0.01%
108,846
+37,133
+52% +$594K
DY icon
1371
Dycom Industries
DY
$12.9B
$1.9M 0.01%
68,174
-16,615
-20% -$476K
SSB icon
1372
SouthState Bank Corp
SSB
$10.3B
$1.9M 0.01%
28,488
-11,309
-28% -$692K
VIV icon
1373
Telefônica Brasil
VIV
$22.4B
$1.89M 0.01%
98,243
+30,270
+45% +$615K
SOR
1374
Source Capital
SOR
$369M
$1.88M 0.01%
28,037
+2,824
+11% +$181K
DRE
1375
DELISTED
Duke Realty Corp.
DRE
$1.88M 0.01%
124,853
-5,735
-4% -$89.5K
53 54
55
56 57

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.