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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFMD
1276
DELISTED
RF MICRO DEVICES INC
RFMD
$2.29M 0.01%
444,749
+82,107
+23% +$440K
HTSI
1277
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
$2.29M 0.01%
46,360
+7,059
+18% +$348K
AROC icon
1278
Archrock
AROC
$6.33B
$2.28M 0.01%
66,778
+20,110
+43% +$620K
HOMB icon
1279
Home BancShares
HOMB
$6.21B
$2.28M 0.01%
122,298
+13,070
+12% +$225K
WWD icon
1280
Woodward
WWD
$25B
$2.28M 0.01%
50,063
+11,134
+29% +$465K
MTX icon
1281
Minerals Technologies
MTX
$2.31B
$2.28M 0.01%
37,916
-14,234
-27% -$804K
MMSI icon
1282
Merit Medical Systems
MMSI
$4.43B
$2.28M 0.01%
144,669
+6,904
+5% +$105K
FDS icon
1283
Factset
FDS
$9.05B
$2.27M 0.01%
20,877
-4,744
-19% -$527K
RGS icon
1284
Regis Corp
RGS
$69.9M
$2.27M 0.01%
+7,811
New +$2.35M
KALU icon
1285
Kaiser Aluminum
KALU
$2.67B
$2.25M 0.01%
32,057
+6,703
+26% +$458K
SUB icon
1286
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.25M 0.01%
21,190
+2,289
+12% +$243K
PSEC icon
1287
Prospect Capital
PSEC
$1.06B
$2.25M 0.01%
200,446
+87,504
+77% +$985K
AVNT icon
1288
Avient
AVNT
$3.45B
$2.24M 0.01%
63,474
+31,508
+99% +$1M
UDR icon
1289
UDR
UDR
$12.9B
$2.24M 0.01%
96,095
-4,594
-5% -$110K
PCH
1290
DELISTED
PotlatchDeltic
PCH
$2.24M 0.01%
+53,735
New +$2.18M
SUSQ
1291
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$2.23M 0.01%
173,879
+61,547
+55% +$764K
JOSB
1292
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$2.23M 0.01%
40,777
+11,258
+38% +$577K
IHS
1293
DELISTED
IHS INC CL-A COM STK
IHS
$2.23M 0.01%
+18,589
New +$2.11M
RSP icon
1294
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$2.22M 0.01%
31,119
+3,739
+14% +$255K
SMA
1295
DELISTED
SYMMETRY MEDICAL INC
SMA
$2.21M 0.01%
219,712
+74,844
+52% +$651K
IJJ icon
1296
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$2.21M 0.01%
38,102
+5,166
+16% +$291K
NWE icon
1297
NorthWestern Energy
NWE
$4.48B
$2.21M 0.01%
51,020
-43,294
-46% -$1.93M
HAYN
1298
DELISTED
Haynes International, Inc.
HAYN
$2.21M 0.01%
39,939
+3,849
+11% +$201K
CSGS
1299
DELISTED
CSG Systems International
CSGS
$2.19M 0.01%
74,590
+16,956
+29% +$469K
LCII icon
1300
LCI Industries
LCII
$2.51B
$2.19M 0.01%
42,802
+10,663
+33% +$543K
50 51
52
53 54

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.