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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+8.2%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$103B
AUM Growth
+$9.8B
Cap. Flow
+$4.5B
Cap. Flow %
4.38%
Top 10 Hldgs %
9%
Holding
2,679
New
175
Increased
1,438
Reduced
889
Closed
174

Top Buys

Rank Stock Value
1
FTXN icon
First Trust Nasdaq Oil & Gas ETF
FTXN
+$658M
2
NET icon
Cloudflare
NET
+$400M
3
ECL icon
Ecolab
ECL
+$190M
4
AMGN icon
Amgen
AMGN
+$190M
5
ABT icon
Abbott
ABT
+$185M

Top Sells

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$591M
2
DGX icon
Quest Diagnostics
DGX
+$197M
3
MRSH
Marsh
MRSH
+$190M
4
CERN
Cerner Corp
CERN
+$190M
5
GIS icon
General Mills
GIS
+$188M

Sector Composition

Rank Sector Weight
1 Technology 34.02%
2 Financials 10.8%
3 Industrials 10.31%
4 Healthcare 9.47%
5 Consumer Discretionary 8.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXRT
2601
DELISTED
Vaxart
VXRT
– –
-68,621
Closed -$546K
WIP icon
2602
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
– –
-38,231
Closed -$2.08M
WMK icon
2603
Weis Markets
WMK
$1.82B
– –
-91,286
Closed -$4.8M
WNEB icon
2604
Western New England Bancorp
WNEB
$287M
– –
-10,115
Closed -$86K
WW
2605
DELISTED
WW International
WW
– –
-107,668
Closed -$1.97M
YSG
2606
Yatsen Holding
YSG
$311M
– –
-17,779
Closed -$339K
ZIP icon
2607
ZipRecruiter
ZIP
$318M
– –
-123,945
Closed -$3.42M
SMC
2608
Summit Midstream
SMC
$421M
– –
-66,790
Closed -$2.37M
NVRO
2609
DELISTED
NEVRO CORP.
NVRO
– –
-4,847
Closed -$564K
PWSC
2610
DELISTED
PowerSchool Holdings, Inc.
PWSC
– –
-356,045
Closed -$8.76M
TUP
2611
DELISTED
Tupperware Brands Corporation
TUP
– –
-115,443
Closed -$2.44M
ATRI
2612
DELISTED
Atrion Corp
ATRI
– –
-419
Closed -$292K
MODN
2613
DELISTED
MODEL N, INC.
MODN
– –
-14,995
Closed -$502K
KAMN
2614
DELISTED
Kaman Corp
KAMN
– –
-12,630
Closed -$451K
PGTI
2615
DELISTED
PGT, Inc.
PGTI
– –
-65,709
Closed -$1.25M
KRTX
2616
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-74,241
Closed -$9.08M
LBC
2617
DELISTED
Luther Burbank Corporation Common Stock
LBC
– –
-22,366
Closed -$300K
NSTG
2618
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-8,331
Closed -$400K
IMGN
2619
DELISTED
Immunogen Inc
IMGN
– –
-77,992
Closed -$442K
NXGN
2620
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-72,935
Closed -$1.03M
ICPT
2621
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-25,739
Closed -$382K
HCCI
2622
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
– –
-85,825
Closed -$2.49M
RAD
2623
DELISTED
Rite Aid Corporation
RAD
– –
-68,254
Closed -$969K
RETA
2624
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-3,946
Closed -$397K
IDEX
2625
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
-6,324
Closed -$1.56M
103 104
105
106 107

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First Trust Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Advisors held 2,679 positions worth $103B, up 11% from $93B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

First Trust Advisors deployed $4.5B of net new capital in Q4 2021, opening 175 new positions and adding to 1,438 existing holdings. Its largest new stake was First Trust Nasdaq Oil & Gas ETF: 32,574,484 shares worth $633M.

By sector, the portfolio is most concentrated in Technology at 34% of assets, up from 33% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Quest Diagnostics, an estimated $197M trimmed.

  • First Trust Advisors's largest Q4 2021 buy was First Trust Nasdaq Oil & Gas ETF: 32,574,484 shares worth $633M.
  • First Trust Advisors added most to Cloudflare in Q4 2021, an estimated $400M increase.
  • First Trust Advisors's biggest Q4 2021 reduction was Quest Diagnostics, cutting an estimated $197M.
  • First Trust Advisors fully exited First Trust Technology AlphaDEX Fund in Q4 2021, selling an estimated $591M.
  • First Trust Advisors's ten largest holdings make up 9% of its $103B portfolio in Q4 2021.
  • First Trust Advisors opened 175 new positions and closed 174 in Q4 2021.
  • First Trust Advisors's portfolio value rose 11% quarter-over-quarter to $103B.

Based on First Trust Advisors's 13F filing for Q4 2021, filed 8 Feb 2022.