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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+8.2%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$103B
AUM Growth
+$9.8B
Cap. Flow
+$4.5B
Cap. Flow %
4.38%
Top 10 Hldgs %
9%
Holding
2,679
New
175
Increased
1,438
Reduced
889
Closed
174

Top Buys

Rank Stock Value
1
FTXN icon
First Trust Nasdaq Oil & Gas ETF
FTXN
+$658M
2
NET icon
Cloudflare
NET
+$400M
3
ECL icon
Ecolab
ECL
+$190M
4
AMGN icon
Amgen
AMGN
+$190M
5
ABT icon
Abbott
ABT
+$185M

Top Sells

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$591M
2
DGX icon
Quest Diagnostics
DGX
+$197M
3
MRSH
Marsh
MRSH
+$190M
4
CERN
Cerner Corp
CERN
+$190M
5
GIS icon
General Mills
GIS
+$188M

Sector Composition

Rank Sector Weight
1 Technology 34.02%
2 Financials 10.8%
3 Industrials 10.31%
4 Healthcare 9.47%
5 Consumer Discretionary 8.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMY icon
2476
Harmony Gold Mining
HMY
$9.92B
$170K ﹤0.01%
41,445
+5,331
+15% +$20.4K
CBD
2477
DELISTED
Companhia Brasileira de Distribuicao
CBD
$170K ﹤0.01%
42,493
+11,834
+39% +$51.5K
OSBC icon
2478
Old Second Bancorp
OSBC
$1.24B
$168K ﹤0.01%
13,322
+909
+7% +$11.9K
RAIN
2479
DELISTED
Rain Oncology Inc. Common Stock
RAIN
$157K ﹤0.01%
12,159
+1,502
+14% +$21.5K
AEG icon
2480
Aegon
AEG
$13.5B
$154K ﹤0.01%
32,680
+10,147
+45% +$47.5K
STNG icon
2481
Scorpio Tankers
STNG
$3.96B
$150K ﹤0.01%
11,681
+742
+7% +$11.4K
DHC
2482
Diversified Healthcare Trust
DHC
$2.26B
$148K ﹤0.01%
47,752
+2,959
+7% +$9.56K
PANL icon
2483
Pangaea Logistics
PANL
$501M
$148K ﹤0.01%
39,217
+4,826
+14% +$20.5K
FINV
2484
FinVolution Group
FINV
$1.12B
$145K ﹤0.01%
29,318
-1,259
-4% -$7.33K
DCPH
2485
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$144K ﹤0.01%
+14,784
New +$278K
TXMD icon
2486
TherapeuticsMD
TXMD
$23.8M
$143K ﹤0.01%
8,032
+687
+9% +$20.6K
MCBC
2487
DELISTED
Macatawa Bank Corp
MCBC
$140K ﹤0.01%
15,866
+1,081
+7% +$9.24K
FOA icon
2488
Finance of America Companies
FOA
$204M
$133K ﹤0.01%
3,346
+366
+12% +$17.4K
RIDE
2489
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$133K ﹤0.01%
2,579
+731
+40% +$53K
ASX icon
2490
ASE Group
ASX
$80.8B
$124K ﹤0.01%
15,830
-7,107
-31% -$52.2K
JPS
2491
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$124K ﹤0.01%
12,769
-620
-5% -$5.98K
CTEV
2492
Claritev Corp
CTEV
$368M
$122K ﹤0.01%
686
-6,166
-90% -$1.1M
CIG icon
2493
CEMIG Preferred Shares
CIG
$6.09B
$121K ﹤0.01%
84,302
+4,282
+5% +$6.16K
AXIA
2494
AXIA Energia
AXIA
$22.6B
$120K ﹤0.01%
24,851
-24,046
-49% -$121K
NEXT icon
2495
NextDecade
NEXT
$1.85B
$120K ﹤0.01%
42,183
+5,611
+15% +$18.7K
ESPR
2496
DELISTED
Esperion Therapeutics
ESPR
$114K ﹤0.01%
22,771
+346
+2% +$2.77K
JFR icon
2497
Nuveen Floating Rate Income Fund
JFR
$1.23B
$114K ﹤0.01%
11,239
-604
-5% -$6.16K
NCA icon
2498
Nuveen California Municipal Value Fund
NCA
$299M
$108K ﹤0.01%
10,661
-68
-0.6% -$696
TYME
2499
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$104K ﹤0.01%
173,196
+21,401
+14% +$18.4K
DHT icon
2500
DHT Holdings
DHT
$2.97B
$95K ﹤0.01%
+18,261
New +$109K
98 99
100
101 102

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First Trust Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Advisors held 2,679 positions worth $103B, up 11% from $93B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

First Trust Advisors deployed $4.5B of net new capital in Q4 2021, opening 175 new positions and adding to 1,438 existing holdings. Its largest new stake was First Trust Nasdaq Oil & Gas ETF: 32,574,484 shares worth $633M.

By sector, the portfolio is most concentrated in Technology at 34% of assets, up from 33% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Quest Diagnostics, an estimated $197M trimmed.

  • First Trust Advisors's largest Q4 2021 buy was First Trust Nasdaq Oil & Gas ETF: 32,574,484 shares worth $633M.
  • First Trust Advisors added most to Cloudflare in Q4 2021, an estimated $400M increase.
  • First Trust Advisors's biggest Q4 2021 reduction was Quest Diagnostics, cutting an estimated $197M.
  • First Trust Advisors fully exited First Trust Technology AlphaDEX Fund in Q4 2021, selling an estimated $591M.
  • First Trust Advisors's ten largest holdings make up 9% of its $103B portfolio in Q4 2021.
  • First Trust Advisors opened 175 new positions and closed 174 in Q4 2021.
  • First Trust Advisors's portfolio value rose 11% quarter-over-quarter to $103B.

Based on First Trust Advisors's 13F filing for Q4 2021, filed 8 Feb 2022.