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FNYS

First New York Securities Portfolio holdings

AUM $53.7M Turnover 87.99%
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$39.1M
Cap. Flow %
-15.6%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250
Avg Time Held Equity + Options
0.1 years
Top 10 Avg Time Held Equity + Options
0 years
Top 20 Avg Time Held Equity + Options
0.1 years
Avg Time Held Equity only
0.1 years
Top 10 Avg Time Held Equity only
0.1 years
Top 20 Avg Time Held Equity only
0.1 years

Top Buys

Rank Stock Value
1
CNH icon
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA icon
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO icon
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Miscellaneous 59.54%
2 Technology 8.48%
3 Financials 7.94%
4 Energy 4.37%
5 Healthcare 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
STEC
576
CALL
DELISTED
STEC INC COM STK
STEC
– –
-19,400
Closed -$129K –
WBK
577
DELISTED
Westpac Banking Corporation
WBK
– –
-22,500
Closed -$594K –
CEO
578
DELISTED
CNOOC Limited
CEO
$0 ﹤0.01%
1
– –
2013 Q2
1 quarter
REN
579
DELISTED
Resolute Energy Corporaton
REN
– –
-8,700
Closed -$347K –
RENX icon
580
DELISTED
RELX N.V.
RENX
– –
-21,673
Closed -$234K –
AIRM
581
DELISTED
Air Methods Corp
AIRM
– –
-6,000
Closed -$203K –
QLIK
582
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-2,500
Closed -$71K –
TWC
583
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-1,000
Closed -$112K –
NWS icon
584
DELISTED
THE NEWS CORPORATION LTD CL-B
NWS
– –
-203,298
Closed -$6.67M –
NWSA icon
585
CALL
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-30,000
Closed -$977K –
NWSA icon
586
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-836,801
Closed -$27.3M –
PLM
587
DELISTED
PolyMet Mining Corp.
PLM
– –
-2,500
Closed -$18K –
GOLD icon
588
DELISTED
Randgold Resources Ltd
GOLD
– –
-2,030
Closed -$128K –
RHT
589
DELISTED
Red Hat Inc
RHT
– –
-2,339
Closed -$112K –
NIHD
590
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-60,000
Closed -$400K –
VXX icon
591
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-422
Closed -$423K –
ASTI icon
592
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
– –
-110
Closed -$1K –
AMCC
593
DELISTED
Applied Micro Circuits Corporation New
AMCC
– –
-700
Closed -$6K –
ARMH icon
594
DELISTED
ARM HOLDINGS PLC ADS
ARMH
– –
-1,000
Closed -$36K –
ARMH icon
595
PUT
DELISTED
ARM HOLDINGS PLC ADS
ARMH
– –
-1,000
Closed -$36K –
GNK icon
596
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
– –
-7,500
Closed -$13K –
GMAN
597
DELISTED
Gordmans Stores, Inc.
GMAN
– –
-5,400
Closed -$73K –
CLWR
598
CALL
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-15,200
Closed -$74K –
CLWR
599
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-1,404,600
Closed -$7.02M –
20 21 22 23
24

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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $39.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.