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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEC
576
CALL
DELISTED
STEC INC COM STK
STEC
– –
-19,400
Closed -$129K
WBK
577
DELISTED
Westpac Banking Corporation
WBK
– –
-22,500
Closed -$594K
CEO
578
DELISTED
CNOOC Limited
CEO
$0 ﹤0.01%
1
– –
REN
579
DELISTED
Resolute Energy Corporaton
REN
– –
-8,700
Closed -$347K
RENX
580
DELISTED
RELX N.V.
RENX
– –
-21,673
Closed -$234K
AIRM
581
DELISTED
Air Methods Corp
AIRM
– –
-6,000
Closed -$203K
QLIK
582
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-2,500
Closed -$71K
TWC
583
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-1,000
Closed -$112K
NWS
584
DELISTED
THE NEWS CORPORATION LTD CL-B
NWS
– –
-203,298
Closed -$6.67M
NWSA
585
CALL
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-30,000
Closed -$977K
NWSA
586
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-836,801
Closed -$27.3M
PLM
587
DELISTED
PolyMet Mining Corp.
PLM
– –
-2,500
Closed -$18K
GOLD
588
DELISTED
Randgold Resources Ltd
GOLD
– –
-2,030
Closed -$128K
RHT
589
DELISTED
Red Hat Inc
RHT
– –
-2,339
Closed -$112K
NIHD
590
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-60,000
Closed -$400K
VXX
591
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-422
Closed -$423K
ASTI
592
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
– –
-110
Closed -$1K
AMCC
593
DELISTED
Applied Micro Circuits Corporation New
AMCC
– –
-700
Closed -$6K
ARMH
594
DELISTED
ARM HOLDINGS PLC ADS
ARMH
– –
-1,000
Closed -$36K
ARMH
595
PUT
DELISTED
ARM HOLDINGS PLC ADS
ARMH
– –
-1,000
Closed -$36K
GNK
596
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
– –
-7,500
Closed -$13K
GMAN
597
DELISTED
Gordmans Stores, Inc.
GMAN
– –
-5,400
Closed -$73K
CLWR
598
CALL
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-15,200
Closed -$74K
CLWR
599
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-1,404,600
Closed -$7.02M
20 21 22 23
24

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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.