First New York Securities’s iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 VXX Stock Holding History

First New York Securities’s Portfolio VXX Stock Details VXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-775	Closed	-$106K	–	323
2016 Q3	$106K	Sell	775 -319	-29%	-$51K	0.09%	93
2016 Q2	$242K	Buy	+1,094	New	+$273K	0.15%	48
2016 Q1	–	Hold	0	–	–	–	331
2015 Q2	–	Sell	-63	Closed	-$25.6K	–	673
2015 Q1	$25.6K	Sell	63 -62	-50%	-$30.1K	0.03%	210
2014 Q4	$63K	Sell	125 -2,188	-95%	-$1.08M	0.12%	120
2014 Q3	$1.15M	Buy	+2,313	New	+$1.07M	0.83%	30
2014 Q2	–	Sell	-63	Closed	-$42K	–	586
2014 Q1	$42K	Buy	63 +57	+950%	+$40.1K	0.02%	264
2013 Q4	$4K	Buy	+6	New	+$4.79K	﹤0.01%	258
2013 Q3	–	Sell	-422	Closed	-$423K	–	655
2013 Q2	$559K	Buy	+422	New	+$529K	0.33%	94

Other funds holding VXX

Barclays London, United Kingdom $280B AUM 33.63% 1-Year Est. Return

Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return

Goldman Sachs New York $761B AUM 31.28% 1-Year Est. Return

Passport Capital San Francisco, California $394M AUM 50.67% 1-Year Est. Return

SG Americas Securities

SG Americas Securities New York $90.6B AUM 36.98% 1-Year Est. Return

Paloma Partners Greenwich, Connecticut $177M AUM 286.05% 1-Year Est. Return

Lone Pine Capital Greenwich, Connecticut $12.5B AUM 54.4% 1-Year Est. Return

Ionic Capital Management New York $119M AUM 48.26% 1-Year Est. Return

BNP Paribas Financial Markets

BNP Paribas Financial Markets Paris, France $152B AUM 31.61% 1-Year Est. Return

GLG Partners London, United Kingdom $2.08B AUM 21.14% 1-Year Est. Return