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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$204M
AUM Growth
+$39.4M
Cap. Flow
+$36.5M
Cap. Flow %
17.89%
Top 10 Hldgs %
33.29%
Holding
565
New
283
Increased
37
Reduced
58
Closed
176

Top Buys

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$17.6M
2
ALV icon
Autoliv
ALV
+$8.55M
3
VZ icon
Verizon
VZ
+$6.83M
4
EQNR icon
Equinor
EQNR
+$6.12M
5
NOK icon
Nokia
NOK
+$4.91M

Top Sells

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$7.67M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.67M
3
UN
Unilever NV New York Registry Shares
UN
+$3.72M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.75M
5
AMBC.WS
Ambac Financial Group
AMBC.WS
+$2.56M

Sector Composition

Rank Sector Weight
1 Communication Services 20.82%
2 Technology 15.33%
3 Energy 12.06%
4 Consumer Discretionary 9.84%
5 Healthcare 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEO
551
DELISTED
CNOOC Limited
CEO
– –
-1
Closed –
UN
552
DELISTED
Unilever NV New York Registry Shares
UN
– –
-92,418
Closed -$3.72M
VVUS
553
DELISTED
Vivus Inc
VVUS
– –
-200
Closed -$18K
GG
554
DELISTED
Goldcorp Inc
GG
– –
-12
Closed –
KMI.WS
555
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-20,000
Closed -$81K
WWAV
556
DELISTED
The WhiteWave Foods Company
WWAV
– –
-18,750
Closed -$430K
TWC
557
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-1,200
Closed -$163K
TWC
558
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-9,450
Closed -$1.28M
NIHD
559
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-300
Closed -$1K
AMCC
560
DELISTED
Applied Micro Circuits Corporation New
AMCC
– –
-10,000
Closed -$134K
GNK
561
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
– –
-1,000
Closed -$3K
19 20 21 22
23

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First New York Securities's Q1 2014 Portfolio in Review

As of Q1 2014, First New York Securities held 565 positions worth $204M, up 24% from $164M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

First New York Securities deployed $36.5M of net new capital in Q1 2014, opening 283 new positions and adding to 37 existing holdings. Its largest new stake was Vodafone: 457,857 shares worth $16.9M.

By sector, the portfolio is most concentrated in Communication Services at 21% of assets, up from 2.9% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Ambac Financial Group, an estimated $2.56M trimmed.

  • First New York Securities's largest Q1 2014 buy was Vodafone: 457,857 shares worth $16.9M.
  • First New York Securities added most to Equinor in Q1 2014, an estimated $6.12M increase.
  • First New York Securities's biggest Q1 2014 reduction was Ambac Financial Group, cutting an estimated $2.56M.
  • First New York Securities fully exited SANTARUS INC in Q1 2014, selling an estimated $7.67M.
  • First New York Securities's ten largest holdings make up 33% of its $204M portfolio in Q1 2014.
  • First New York Securities opened 283 new positions and closed 176 in Q1 2014.
  • First New York Securities's portfolio value rose 24% quarter-over-quarter to $204M.

Based on First New York Securities's 13F filing for Q1 2014, filed 15 May 2014.