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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$204M
AUM Growth
+$39.4M
Cap. Flow
+$36.5M
Cap. Flow %
17.89%
Top 10 Hldgs %
33.29%
Holding
565
New
283
Increased
37
Reduced
58
Closed
176

Top Buys

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$17.6M
2
ALV icon
Autoliv
ALV
+$8.55M
3
VZ icon
Verizon
VZ
+$6.83M
4
EQNR icon
Equinor
EQNR
+$6.12M
5
NOK icon
Nokia
NOK
+$4.91M

Top Sells

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$7.67M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.67M
3
UN
Unilever NV New York Registry Shares
UN
+$3.72M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.75M
5
AMBC.WS
Ambac Financial Group
AMBC.WS
+$2.56M

Sector Composition

Rank Sector Weight
1 Communication Services 20.82%
2 Technology 15.33%
3 Energy 12.06%
4 Consumer Discretionary 9.84%
5 Healthcare 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACI
526
DELISTED
ARCH COAL, INC.
ACI
– –
-1,000
Closed -$44K
SD
527
CALL
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-20,000
Closed -$121K
SD
528
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-5,000
Closed -$30K
NYNY
529
DELISTED
Empire Resorts, Inc.
NYNY
– –
-206
Closed -$5K
AWAY
530
DELISTED
HOMEAWAY INC COM
AWAY
– –
-1,750
Closed -$72K
MEA
531
DELISTED
METALICO INC
MEA
– –
-3,000
Closed -$6K
MCP
532
DELISTED
MOLYCORP INC COM STK
MCP
– –
-4,500
Closed -$25K
TRLA
533
DELISTED
TRULIA INC (DEL)
TRLA
– –
-100
Closed -$4K
RSH
534
PUT
DELISTED
RADIOSHACK CORP
RSH
– –
-20,500
Closed -$53K
SWY
535
DELISTED
SAFEWAY INC
SWY
– –
-5,585
Closed -$163K
CPWR
536
DELISTED
COMPUWARE CORP
CPWR
– –
-10,410
Closed -$112K
TIBX
537
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-500
Closed -$11K
GTAT
538
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-49,300
Closed -$430K
ATMI
539
DELISTED
A T M I INC
ATMI
– –
-1,500
Closed -$45K
CADX
540
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
– –
-2
Closed –
TFCO
541
DELISTED
TUFCO TECHNOLOGIES INC
TFCO
– –
-10,700
Closed -$65K
PATH
542
DELISTED
NUPATHE INC COM STK
PATH
$0 ﹤0.01%
+100
New +$411
CCIX
543
DELISTED
COLEMAN CABLE IN COM
CCIX
– –
-1,000
Closed -$26K
VCI
544
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
– –
-50,300
Closed -$1.72M
LIFE
545
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-74,808
Closed -$5.67M
DRCO
546
DELISTED
DYNAMICS RESEARCH CORP
DRCO
– –
-100
Closed -$1K
SNTS
547
DELISTED
SANTARUS INC
SNTS
– –
-240,000
Closed -$7.67M
NEWL
548
DELISTED
NEWLEAD HOLDINGS LTD NEW (BMU)
NEWL
– –
0
– -$1K
YELL
549
DELISTED
Yellow Corporation Common Stock
YELL
– –
-249
Closed -$4K
NID
550
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-66,987
Closed -$771K
19 20 21
22
23

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First New York Securities's Q1 2014 Portfolio in Review

As of Q1 2014, First New York Securities held 565 positions worth $204M, up 24% from $164M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

First New York Securities deployed $36.5M of net new capital in Q1 2014, opening 283 new positions and adding to 37 existing holdings. Its largest new stake was Vodafone: 457,857 shares worth $16.9M.

By sector, the portfolio is most concentrated in Communication Services at 21% of assets, up from 2.9% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Ambac Financial Group, an estimated $2.56M trimmed.

  • First New York Securities's largest Q1 2014 buy was Vodafone: 457,857 shares worth $16.9M.
  • First New York Securities added most to Equinor in Q1 2014, an estimated $6.12M increase.
  • First New York Securities's biggest Q1 2014 reduction was Ambac Financial Group, cutting an estimated $2.56M.
  • First New York Securities fully exited SANTARUS INC in Q1 2014, selling an estimated $7.67M.
  • First New York Securities's ten largest holdings make up 33% of its $204M portfolio in Q1 2014.
  • First New York Securities opened 283 new positions and closed 176 in Q1 2014.
  • First New York Securities's portfolio value rose 24% quarter-over-quarter to $204M.

Based on First New York Securities's 13F filing for Q1 2014, filed 15 May 2014.